Support PenkeDWS ESG Biotech LC
Portfolio
Holdings
| Symbol | Name | Country | Sector | Industry | Most recent quarter | % of Total Shares | % of Total Assets | Shares | Book Value | Market Price Value | Fundamental Score | |||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| ABEO.NASDAQ | Abeona Therapeutics Inc | USA | Healthcare | Biotechnology | 2024-09-30 | 0.073 | 0.017 | 16k | $15.2k | $82.3k |
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| ACIU.NASDAQ | AC Immune Ltd | USA | Healthcare | Biotechnology | 2024-09-30 | 0.256 | 0.224 | 253.3k | $360.8k | $686.6k |
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| ALDX.NASDAQ | Aldeyra The | USA | Healthcare | Biotechnology | 2024-09-30 | 0.449 | 0.347 | 267k | $381.6k | $1.3m |
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| ALGS.NASDAQ | Aligos Therapeutics Inc | USA | Healthcare | Biotechnology | 2024-09-30 | 0.166 | 0.018 | 71.2k | $569.4k | $2.3m |
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| AMRN.NASDAQ | Amarin Corporation PLC | USA | Healthcare | Drug Manufacturers - General | 2024-09-30 | 0.045 | 0.047 | 180k | $232.5k | $98.4k |
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| ARDX.NASDAQ | Ardelyx Inc | USA | Healthcare | Biotechnology | 2024-09-30 | 0.57 | 2.205 | 1.3m | $895.7k | $6.7m |
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| AVDL.NASDAQ | Avadel Pharmaceuticals PLC | USA | Healthcare | Drug Manufacturers - Specialty & Generic | 2024-09-30 | 0.156 | 0.538 | 140k | $108.5k | $1.1m |
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| AVRO.NASDAQ | AVRO.NASDAQ | - | - | - | - | 0.079 | 0.008 | 35k | - | - | ||||||||||||||
| BCYC.NASDAQ | Bicycle Therapeutics Ltd | USA | Healthcare | Biotechnology | 2024-09-30 | 0.233 | 0.422 | 88k | $1m | $1.1m |
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| BMEA.NASDAQ | Biomea Fusion Inc | USA | Healthcare | Biotechnology | 2024-09-30 | 0.443 | 0.296 | 160.4k | $336.3k | $693.3k |
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| CALT.NASDAQ | CALT.NASDAQ | - | - | - | - | 0.188 | 0.524 | 50.5k | - | - | ||||||||||||||
| CRDF.NASDAQ | Cardiff Oncology Inc | USA | Healthcare | Biotechnology | 2024-09-30 | 0.502 | 0.075 | 224k | $166.2k | $793.1k |
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| DCPH.NASDAQ | DCPH.NASDAQ | - | - | - | - | 0.3 | 0.952 | 246.4k | - | - | ||||||||||||||
| EQ.NASDAQ | Equillium Inc | USA | Healthcare | Biotechnology | 2024-09-30 | 1.011 | 0.07 | 348k | $227.6k | $219.2k |
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| FDMT.NASDAQ | 4D Molecular Therapeutics Inc | USA | Healthcare | Biotechnology | 2024-09-30 | 0.428 | 0.41 | 198k | $1.9m | $912.7k |
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| JSPR.NASDAQ | Jasper Therapeutics Inc | USA | Healthcare | Biotechnology | 2024-09-30 | 0.833 | 0.764 | 125k | $697.2k | $751.2k |
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| KNTE.NASDAQ | KNTE.NASDAQ | - | - | - | - | 0.243 | 0.078 | 114.8k | - | - | ||||||||||||||
| PYXS.NASDAQ | Pyxis Oncology Inc | USA | Healthcare | Biotechnology | 2024-09-30 | 0.353 | 0.203 | 210k | $531.5k | $327.6k |
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| QURE.NASDAQ | Uniqure NV | USA | Healthcare | Biotechnology | 2024-09-30 | 0.307 | 0.295 | 146.8k | $153.4k | $2.2m |
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| REPL.NASDAQ | Replimune Group Inc | USA | Healthcare | Biotechnology | 2024-09-30 | 0.487 | 1.386 | 375k | $1.8m | $4.8m |
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| RETA.NASDAQ | RETA.NASDAQ | - | - | - | - | 0.351 | 2.902 | 131.8k | - | - | ||||||||||||||
| RUBY.NASDAQ | RUBY.NASDAQ | - | - | - | - | 0.166 | 0.001 | 150k | - | - | ||||||||||||||
| SVRA.NASDAQ | Savara Inc | USA | Healthcare | Biotechnology | 2024-09-30 | 0.361 | 0.566 | 620k | $583.4k | $1.7m |
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| TERN.NASDAQ | Terns Pharmaceuticals Inc | USA | Healthcare | Biotechnology | 2024-09-30 | 0.404 | 0.572 | 342.9k | $1.4m | $1.6m |
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| VKTX.NASDAQ | Viking Therapeutics Inc | USA | Healthcare | Biotechnology | 2024-09-30 | 0.235 | 0.984 | 234.9k | $1.9m | $8m |
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| ZYME.NASDAQ | Zymeworks Inc. Common Stock | USA | Healthcare | Biotechnology | 2024-09-30 | 0.14 | 0.18 | 89.5k | $431.5k | $1.3m |
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| ZYME.NYSE | ZYME.NYSE | - | - | - | - | 0.14 | 0.18 | 89.5k | - | - |
Trades
Buys
Report date: 2024-07-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| JSPR.NASDAQ | 40k | - | 896.5k | 18-27 | $6.01 | -65.7% |
| TERN.NASDAQ | 221.9k | - | 1.5m | 5-10 | $4.67 | -4.9% |
Report date: 2024-03-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| SVRA.NASDAQ | 600k | - | 2.8m | 4-6 | $2.77 | -32.7% |
Report date: 2024-02-29
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| REPL.NASDAQ | 302.2k | - | 2.4m | 6-12 | $13.02 | 121.1% |
Report date: 2023-07-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| AVDL.NASDAQ | 140k | - | 2m | 11-17 | $8.00 | -23.8% |
Adds
Report date: 2024-11-30
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| ACIU.NASDAQ | 1.00 | - | 3.27 | 3-4 | $2.71 | -3.2% |
| ALDX.NASDAQ | 1.00 | - | 5.41 | 4-7 | $5.03 | 23.0% |
| REPL.NASDAQ | 1.00 | - | 11.56 | 10-17 | $13.02 | 31.0% |
| SVRA.NASDAQ | 1.00 | - | 3.83 | 3-5 | $2.77 | -1.6% |
| TERN.NASDAQ | 1.00 | - | 7.69 | 5-11 | $4.67 | -14.5% |
Report date: 2024-09-30
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| ACIU.NASDAQ | 1.00 | - | 3.49 | 3-4 | $2.71 | -7.2% |
| ALDX.NASDAQ | 1.00 | - | 4.76 | 3-7 | $5.03 | 62.3% |
| FDMT.NASDAQ | 68k | 52.3 | 1.1m | 11-29 | $4.61 | -56.3% |
| JSPR.NASDAQ | 45k | 56.3 | 896k | 15-24 | $6.01 | -60.4% |
| PYXS.NASDAQ | 1.00 | 0.0 | 3.50 | 3-4 | $1.56 | -44.5% |
| REPL.NASDAQ | 1.00 | - | 10.16 | 8-12 | $13.02 | 65.6% |
| SVRA.NASDAQ | 1.00 | - | 4.42 | 4-5 | $2.77 | -27.7% |
| TERN.NASDAQ | 121k | 54.5 | 995.5k | 6-11 | $4.67 | -27.1% |
Report date: 2024-08-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| JSPR.NASDAQ | 40k | 100.0 | 833.1k | 15-27 | $6.01 | -60.4% |
Report date: 2024-07-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| ACIU.NASDAQ | 1.00 | - | 3.72 | 2-5 | $2.71 | 18.3% |
| ALDX.NASDAQ | 1.00 | - | 3.80 | 3-4 | $5.03 | 62.3% |
| PYXS.NASDAQ | 1.00 | 0.0 | 3.69 | 3-5 | $1.56 | -44.5% |
| REPL.NASDAQ | 1.00 | - | 7.95 | 5-11 | $13.02 | 164.6% |
| SVRA.NASDAQ | 2.00 | - | 8.80 | 3-5 | $2.77 | -17.9% |
Report date: 2024-06-30
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| SVRA.NASDAQ | 19.9k | 3.3 | 88.9k | 3-5 | $2.77 | -17.9% |
Report date: 2024-05-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| ARDX.NASDAQ | 2.00 | - | 15.12 | 6-10 | $5.05 | -18.9% |
| REPL.NASDAQ | 1.00 | - | 7.13 | 5-9 | $13.02 | 164.6% |
| SVRA.NASDAQ | 1.00 | - | 4.76 | 4-6 | $2.77 | -30.8% |
Report date: 2024-04-30
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| ARDX.NASDAQ | 130k | 10.7 | 1m | 6-10 | $5.05 | -18.9% |
| PYXS.NASDAQ | 45k | 27.3 | 220.9k | 3-7 | $1.56 | -50.6% |
| REPL.NASDAQ | 1.00 | - | 7.72 | 6-9 | $13.02 | 122.2% |
| SVRA.NASDAQ | 1.00 | - | 4.90 | 4-6 | $2.77 | -31.8% |
Report date: 2024-03-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| REPL.NASDAQ | 72.7k | 24.1 | 596.9k | 7-10 | $13.02 | 92.9% |
Report date: 2024-02-29
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| PYXS.NASDAQ | 40k | 32.0 | 120.6k | 1-7 | $1.56 | 5.4% |
Report date: 2024-01-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| ACIU.NASDAQ | 1.00 | - | 3.69 | 3-5 | $2.71 | 6.6% |
| ALDX.NASDAQ | 1.00 | - | 2.96 | 2-4 | $5.03 | 228.8% |
| ARDX.NASDAQ | 200k | 19.8 | 1.1m | 3-9 | $5.05 | 47.2% |
Report date: 2023-12-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| BMEA.NASDAQ | 20k | 14.2 | 243k | 8-23 | $4.32 | -46.8% |
Report date: 2023-10-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| ARDX.NASDAQ | 2.00 | - | 7.92 | 3-5 | $5.05 | 59.8% |
| BCYC.NASDAQ | 35.5k | 67.9 | 740.1k | 14-25 | $13.20 | -6.1% |
| DCPH.NASDAQ | 72.5k | 41.7 | 940.2k | 10-16 | - | - |
Report date: 2023-07-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| ACIU.NASDAQ | 1.00 | - | 2.44 | 2-4 | $2.71 | 52.2% |
| ALDX.NASDAQ | 1.00 | - | 9.22 | 5-12 | $5.03 | -8.0% |
| ARDX.NASDAQ | 3.00 | - | 11.23 | 3-5 | $5.05 | 58.6% |
Report date: 2023-06-30
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| ACIU.NASDAQ | 1.00 | - | 2.19 | 2-4 | $2.71 | 52.2% |
| ALDX.NASDAQ | 43k | 19.2 | 423.5k | 5-12 | $5.03 | -8.0% |
| ARDX.NASDAQ | 3.00 | - | 12.35 | 3-5 | $5.05 | 58.6% |
| EQ.NASDAQ | 1.00 | - | 0.66 | 0-1 | $0.63 | 31.3% |
Report date: 2023-05-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| ARDX.NASDAQ | 110k | 12.2 | 464.8k | 3-5 | $5.05 | 58.6% |
| EQ.NASDAQ | 1.00 | - | 0.66 | 0-1 | $0.63 | 31.3% |
| PYXS.NASDAQ | 100k | 400.0 | 307.8k | 2-7 | $1.56 | -8.2% |
Report date: 2023-04-30
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | Price Range | Price | % |
| CALT.NASDAQ | 41.00 | 0.0 | 880.86 | 16-25 | - | - |
Report date: 2023-03-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | Price Range | Price | % |
| CALT.NASDAQ | 20.6k | 29.6 | 412.4k | 16-25 | - | - |
Report date: 2023-02-28
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| ARDX.NASDAQ | 90.8k | 11.2 | 239.7k | 2-3 | $5.05 | 207.9% |
Report date: 2023-01-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| ARDX.NASDAQ | 1.00 | - | 2.17 | 1-3 | $5.05 | 335.3% |
Report date: 2022-11-30
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| ACIU.NASDAQ | 4.00 | 0.0 | 11.29 | 2-3 | $2.71 | 17.8% |
| ALDX.NASDAQ | 4.00 | 0.0 | 22.69 | 5-8 | $5.03 | 1.5% |
| ALGS.NASDAQ | 1.00 | 0.0 | 1.09 | 1-1 | $32.86 | 3,720.9% |
| AMRN.NASDAQ | 3.00 | 0.0 | 3.60 | 1-1 | $0.55 | -47.4% |
| ARDX.NASDAQ | 14.00 | 0.0 | 19.51 | 1-2 | $5.05 | 515.9% |
| AVRO.NASDAQ | 1.00 | 0.0 | 0.74 | 1-1 | - | - |
| CALT.NASDAQ | 1.00 | 0.0 | 15.18 | 11-20 | - | - |
| CRDF.NASDAQ | 4.00 | 0.0 | 6.74 | 1-3 | $3.54 | 192.6% |
| EQ.NASDAQ | 6.00 | 0.0 | 11.90 | 2-3 | $0.63 | -59.6% |
| KNTE.NASDAQ | 2.00 | 0.0 | 20.84 | 6-15 | - | - |
| RUBY.NASDAQ | 3.00 | 0.0 | 1.37 | 0-1 | - | - |
| VKTX.NASDAQ | 4.00 | 0.0 | 14.17 | 3-5 | $34.05 | 1,243.2% |
| ZYME.NASDAQ | 2.00 | 0.0 | 12.86 | 4-9 | $14.67 | 256.9% |
| ZYME.NYSE | 2.00 | 0.0 | 12.86 | 4-9 | - | - |
Reduces
Report date: 2024-10-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| ACIU.NASDAQ | -2.00 | 0.0 | -6.64 | 3-4 | $2.71 | -3.2% |
| ALDX.NASDAQ | -2.00 | 0.0 | -10.63 | 3-7 | $5.03 | 60.2% |
| BMEA.NASDAQ | -1.00 | 0.0 | -8.51 | 5-13 | $4.32 | -12.9% |
| FDMT.NASDAQ | -2.00 | 0.0 | -25.37 | 8-18 | $4.61 | -41.6% |
| JSPR.NASDAQ | -1.00 | 0.0 | -19.07 | 14-24 | $6.01 | -58.3% |
| PYXS.NASDAQ | -2.00 | 0.0 | -7.09 | 3-4 | $1.56 | -48.0% |
| REPL.NASDAQ | -3.00 | 0.0 | -32.45 | 9-13 | $13.02 | 43.9% |
| SVRA.NASDAQ | -5.00 | 0.0 | -20.44 | 3-5 | $2.77 | -15.5% |
| TERN.NASDAQ | -3.00 | 0.0 | -23.83 | 6-11 | $4.67 | -27.0% |
Report date: 2024-08-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| ACIU.NASDAQ | -1.00 | - | -3.80 | 3-5 | $2.71 | -9.7% |
| ALDX.NASDAQ | -1.00 | - | -4.08 | 3-6 | $5.03 | 62.3% |
| PYXS.NASDAQ | -1.00 | 0.0 | -3.48 | 3-4 | $1.56 | -44.5% |
| REPL.NASDAQ | -1.00 | - | -9.24 | 5-11 | $13.02 | 164.1% |
| SVRA.NASDAQ | -2.00 | - | -8.59 | 3-5 | $2.77 | -17.9% |
| TERN.NASDAQ | -1.00 | 0.0 | -7.59 | 6-10 | $4.67 | -18.3% |
Report date: 2024-06-30
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| ACIU.NASDAQ | -1.00 | - | -3.31 | 2-5 | $2.71 | 20.4% |
| ALDX.NASDAQ | -1.00 | - | -3.92 | 3-5 | $5.03 | 60.7% |
| ARDX.NASDAQ | -4.00 | - | -28.13 | 6-9 | $5.05 | -12.3% |
| BMEA.NASDAQ | -1.00 | 0.0 | -10.16 | 4-16 | $4.32 | 19.7% |
| PYXS.NASDAQ | -1.00 | 0.0 | -4.20 | 3-6 | $1.56 | -47.1% |
| REPL.NASDAQ | -1.00 | - | -6.97 | 5-10 | $13.02 | 164.6% |
Report date: 2024-02-29
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| ARDX.NASDAQ | -2.00 | - | -15.24 | 4-10 | $5.05 | 22.9% |
Report date: 2023-11-30
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| ARDX.NASDAQ | -2.00 | - | -8.08 | 3-5 | $5.05 | 59.8% |
| CALT.NASDAQ | -32.3k | -39.0 | -555.5k | 15-19 | - | - |
Report date: 2023-10-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | Price Range | Price | % |
| CALT.NASDAQ | -7.6k | -8.4 | -133.1k | 15-20 | - | - |
Report date: 2023-08-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| ACIU.NASDAQ | -1.00 | - | -2.78 | 2-4 | $2.71 | 42.6% |
| ALDX.NASDAQ | -1.00 | - | -8.40 | 5-12 | $5.03 | -8.0% |
| ARDX.NASDAQ | -3.00 | - | -11.09 | 3-4 | $5.05 | 58.1% |
Report date: 2023-04-30
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| ARDX.NASDAQ | -1.00 | - | -3.87 | 3-5 | $5.05 | 81.7% |
Report date: 2023-02-28
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| ALDX.NASDAQ | -5.4k | -2.4 | -34.5k | 5-7 | $5.03 | -2.5% |
| EQ.NASDAQ | -8.4k | -2.4 | -9.7k | 1-2 | $0.63 | -20.3% |
| ZYME.NYSE | -2.1k | -2.3 | -17.5k | 6-11 | - | - |
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