Support PenkeDWS ESG Biotech LC
Portfolio
Holdings
| Symbol | Name | Country | Sector | Industry | Most recent quarter | % of Total Shares | % of Total Assets | Shares | Book Value | Market Price Value | Fundamental Score | |||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| ABEO.NASDAQ | Abeona Therapeutics Inc | USA | Healthcare | Biotechnology | 2024-06-30 | 0.073 | 0.017 | 16k | $22.9k | $104.4k |
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| ACIU.NASDAQ | AC Immune Ltd | USA | Healthcare | Biotechnology | 2024-06-30 | 0.256 | 0.26 | 253.3k | $362.8k | $808.2k |
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| ALDX.NASDAQ | Aldeyra The | USA | Healthcare | Biotechnology | 2024-06-30 | 0.449 | 0.257 | 267k | $441.7k | $1.4m |
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| ALGS.NASDAQ | Aligos Therapeutics Inc | USA | Healthcare | Biotechnology | 2024-06-30 | 0.166 | 0.018 | 71.2k | $1.5m | $526.1k |
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| AMRN.NASDAQ | Amarin Corporation PLC | USA | Healthcare | Drug Manufacturers - General | 2024-06-30 | 0.045 | 0.047 | 180k | $241.3k | $104.4k |
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| ARDX.NASDAQ | Ardelyx Inc | USA | Healthcare | Biotechnology | 2024-06-30 | 0.57 | 2.205 | 1.3m | $836.7k | $7.8m |
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| AVDL.NASDAQ | Avadel Pharmaceuticals PLC | USA | Healthcare | Drug Manufacturers - Specialty & Generic | 2024-06-30 | 0.156 | 0.538 | 140k | $102.2k | $1.8m |
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| AVRO.NASDAQ | AVRO.NASDAQ | - | - | - | - | 0.079 | 0.008 | 35k | - | - | ||||||||||||||
| BCYC.NASDAQ | Bicycle Therapeutics Ltd | USA | Healthcare | Biotechnology | 2024-06-30 | 0.233 | 0.422 | 88k | $1.4m | $2.4m |
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| BMEA.NASDAQ | Biomea Fusion Inc | USA | Healthcare | Biotechnology | 2024-06-30 | 0.443 | 0.208 | 160.4k | $460.7k | $1.8m |
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| CALT.NASDAQ | Calliditas Therapeutics | USA | Healthcare | Biotechnology | 2024-06-30 | 0.188 | 0.524 | 50.5k | $9.5k | $2m |
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| CRDF.NASDAQ | Cardiff Oncology Inc | USA | Healthcare | Biotechnology | 2024-06-30 | 0.502 | 0.075 | 224k | $252k | $625.1k |
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| DCPH.NASDAQ | DCPH.NASDAQ | - | - | - | - | 0.3 | 0.952 | 246.4k | - | - | ||||||||||||||
| EQ.NASDAQ | Equillium Inc | USA | Healthcare | Biotechnology | 2024-06-30 | 1.011 | 0.07 | 348k | $213.3k | $382.8k |
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| JSPR.NASDAQ | Jasper Therapeutics Inc | USA | Healthcare | Biotechnology | 2024-06-30 | 0.53 | 0.393 | 80k | $543.2k | $1.4m |
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| KNTE.NASDAQ | KNTE.NASDAQ | - | - | - | - | 0.243 | 0.078 | 114.8k | - | - | ||||||||||||||
| PYXS.NASDAQ | Pyxis Oncology Inc | USA | Healthcare | Biotechnology | 2024-06-30 | 0.353 | 0.188 | 210k | $589.4k | $693k |
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| QURE.NASDAQ | Uniqure NV | USA | Healthcare | Biotechnology | 2024-06-30 | 0.307 | 0.295 | 146.8k | $292.8k | $950.2k |
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| REPL.NASDAQ | Replimune Group Inc | USA | Healthcare | Biotechnology | 2024-06-30 | 0.549 | 0.924 | 375k | $2.3m | $4.2m |
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| RETA.NASDAQ | RETA.NASDAQ | - | - | - | - | 0.351 | 2.902 | 131.8k | - | - | ||||||||||||||
| RUBY.NASDAQ | RUBY.NASDAQ | - | - | - | - | 0.166 | 0.001 | 150k | - | - | ||||||||||||||
| SVRA.NASDAQ | Savara Inc | USA | Healthcare | Biotechnology | 2024-06-30 | 0.377 | 0.644 | 620k | $345.3k | $2.3m |
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| TERN.NASDAQ | Terns Pharmaceuticals Inc | USA | Healthcare | Biotechnology | 2024-06-30 | 0.315 | 0.415 | 221.9k | $574.8k | $1.6m |
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| VKTX.NASDAQ | Viking Therapeutics Inc | USA | Healthcare | Biotechnology | 2024-06-30 | 0.235 | 0.984 | 234.9k | $1.9m | $15.4m |
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| ZYME.NASDAQ | Zymeworks Inc. Common Stock | USA | Healthcare | Biotechnology | 2024-06-30 | 0.14 | 0.18 | 89.5k | $476.1k | $1.2m |
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| ZYME.NYSE | ZYME.NYSE | - | - | - | - | 0.14 | 0.18 | 89.5k | - | - |
Trades
Buys
Report date: 2024-07-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| JSPR.NASDAQ | 40k | - | 896.5k | 18-27 | $18.18 | 3.9% |
| TERN.NASDAQ | 221.9k | - | 1.5m | 5-10 | $7.65 | 55.8% |
Report date: 2024-03-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| SVRA.NASDAQ | 600k | - | 2.8m | 4-6 | $3.74 | -9.1% |
Report date: 2024-02-29
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| REPL.NASDAQ | 302.2k | - | 2.4m | 6-12 | $11.41 | 93.7% |
Report date: 2023-07-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| AVDL.NASDAQ | 140k | - | 2m | 11-17 | $13.24 | 26.1% |
Adds
Report date: 2024-08-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| JSPR.NASDAQ | 40k | 100.0 | 833.1k | 15-27 | $18.18 | 19.8% |
Report date: 2024-07-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| ACIU.NASDAQ | 1.00 | - | 3.72 | 2-5 | $3.19 | 39.3% |
| ALDX.NASDAQ | 1.00 | - | 3.80 | 3-4 | $5.56 | 79.4% |
| PYXS.NASDAQ | 1.00 | 0.0 | 3.69 | 3-5 | $3.30 | 17.4% |
| REPL.NASDAQ | 1.00 | - | 7.95 | 5-11 | $11.41 | 131.9% |
| SVRA.NASDAQ | 2.00 | - | 8.80 | 3-5 | $3.74 | 10.8% |
Report date: 2024-06-30
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| SVRA.NASDAQ | 19.9k | 3.3 | 88.9k | 3-5 | $3.74 | 10.8% |
Report date: 2024-05-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| ARDX.NASDAQ | 2.00 | - | 15.12 | 6-10 | $5.85 | -6.1% |
| REPL.NASDAQ | 1.00 | - | 7.13 | 5-9 | $11.41 | 131.9% |
| SVRA.NASDAQ | 1.00 | - | 4.76 | 4-6 | $3.74 | -6.5% |
Report date: 2024-04-30
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| ARDX.NASDAQ | 130k | 10.7 | 1m | 6-10 | $5.85 | -6.1% |
| PYXS.NASDAQ | 45k | 27.3 | 220.9k | 3-7 | $3.30 | 4.4% |
| REPL.NASDAQ | 1.00 | - | 7.72 | 6-9 | $11.41 | 94.7% |
| SVRA.NASDAQ | 1.00 | - | 4.90 | 4-6 | $3.74 | -7.9% |
Report date: 2024-03-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| REPL.NASDAQ | 72.7k | 24.1 | 596.9k | 7-10 | $11.41 | 69.0% |
Report date: 2024-02-29
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| PYXS.NASDAQ | 40k | 32.0 | 120.6k | 1-7 | $3.30 | 123.0% |
Report date: 2024-01-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| ACIU.NASDAQ | 1.00 | - | 3.69 | 3-5 | $3.19 | 25.5% |
| ALDX.NASDAQ | 1.00 | - | 2.96 | 2-4 | $5.56 | 263.4% |
| ARDX.NASDAQ | 200k | 19.8 | 1.1m | 3-9 | $5.85 | 70.6% |
Report date: 2023-12-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| BMEA.NASDAQ | 20k | 14.2 | 243k | 8-23 | $11.51 | 41.7% |
Report date: 2023-10-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| ARDX.NASDAQ | 2.00 | - | 7.92 | 3-5 | $5.85 | 85.1% |
| BCYC.NASDAQ | 35.5k | 67.9 | 740.1k | 14-25 | $27.51 | 95.6% |
| DCPH.NASDAQ | 72.5k | 41.7 | 940.2k | 10-16 | - | - |
Report date: 2023-07-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| ACIU.NASDAQ | 1.00 | - | 2.44 | 2-4 | $3.19 | 79.2% |
| ALDX.NASDAQ | 1.00 | - | 9.22 | 5-12 | $5.56 | 1.6% |
| ARDX.NASDAQ | 3.00 | - | 11.23 | 3-5 | $5.85 | 83.7% |
Report date: 2023-06-30
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| ACIU.NASDAQ | 1.00 | - | 2.19 | 2-4 | $3.19 | 79.2% |
| ALDX.NASDAQ | 43k | 19.2 | 423.5k | 5-12 | $5.56 | 1.6% |
| ARDX.NASDAQ | 3.00 | - | 12.35 | 3-5 | $5.85 | 83.7% |
| EQ.NASDAQ | 1.00 | - | 0.66 | 0-1 | $1.10 | 129.2% |
Report date: 2023-05-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| ARDX.NASDAQ | 110k | 12.2 | 464.8k | 3-5 | $5.85 | 83.7% |
| EQ.NASDAQ | 1.00 | - | 0.66 | 0-1 | $1.10 | 129.2% |
| PYXS.NASDAQ | 100k | 400.0 | 307.8k | 2-7 | $3.30 | 94.1% |
Report date: 2023-04-30
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| CALT.NASDAQ | 41.00 | 0.0 | 880.86 | 16-25 | $40.00 | 145.4% |
Report date: 2023-03-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| CALT.NASDAQ | 20.6k | 29.6 | 412.4k | 16-25 | $40.00 | 145.4% |
Report date: 2023-02-28
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| ARDX.NASDAQ | 90.8k | 11.2 | 239.7k | 2-3 | $5.85 | 256.7% |
Report date: 2023-01-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| ARDX.NASDAQ | 1.00 | - | 2.17 | 1-3 | $5.85 | 404.3% |
Report date: 2022-11-30
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| ACIU.NASDAQ | 4.00 | 0.0 | 11.29 | 2-3 | $3.19 | 38.7% |
| ALDX.NASDAQ | 4.00 | 0.0 | 22.69 | 5-8 | $5.56 | 12.2% |
| ALGS.NASDAQ | 1.00 | 0.0 | 1.09 | 1-1 | $7.38 | 758.1% |
| AMRN.NASDAQ | 3.00 | 0.0 | 3.60 | 1-1 | $0.58 | -44.2% |
| ARDX.NASDAQ | 14.00 | 0.0 | 19.51 | 1-2 | $5.85 | 613.4% |
| AVRO.NASDAQ | 1.00 | 0.0 | 0.74 | 1-1 | - | - |
| CALT.NASDAQ | 1.00 | 0.0 | 15.18 | 11-20 | $40.00 | 269.7% |
| CRDF.NASDAQ | 4.00 | 0.0 | 6.74 | 1-3 | $2.79 | 130.6% |
| EQ.NASDAQ | 6.00 | 0.0 | 11.90 | 2-3 | $1.10 | -29.5% |
| KNTE.NASDAQ | 2.00 | 0.0 | 20.84 | 6-15 | - | - |
| RUBY.NASDAQ | 3.00 | 0.0 | 1.37 | 0-1 | - | - |
| VKTX.NASDAQ | 4.00 | 0.0 | 14.17 | 3-5 | $65.85 | 2,497.6% |
| ZYME.NASDAQ | 2.00 | 0.0 | 12.86 | 4-9 | $13.50 | 228.5% |
| ZYME.NYSE | 2.00 | 0.0 | 12.86 | 4-9 | - | - |
Reduces
Report date: 2024-08-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| PYXS.NASDAQ | -1.00 | 0.0 | -3.48 | 3-4 | $3.30 | 17.4% |
Report date: 2024-06-30
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| ACIU.NASDAQ | -1.00 | - | -3.31 | 2-5 | $3.19 | 41.8% |
| ALDX.NASDAQ | -1.00 | - | -3.92 | 3-5 | $5.56 | 77.6% |
| ARDX.NASDAQ | -4.00 | - | -28.13 | 6-9 | $5.85 | 1.6% |
| BMEA.NASDAQ | -1.00 | 0.0 | -10.16 | 4-16 | $11.51 | 218.8% |
| PYXS.NASDAQ | -1.00 | 0.0 | -4.20 | 3-6 | $3.30 | 11.9% |
| REPL.NASDAQ | -1.00 | - | -6.97 | 5-10 | $11.41 | 131.9% |
Report date: 2024-02-29
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| ARDX.NASDAQ | -2.00 | - | -15.24 | 4-10 | $5.85 | 42.3% |
Report date: 2023-11-30
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| ARDX.NASDAQ | -2.00 | - | -8.08 | 3-5 | $5.85 | 85.1% |
| CALT.NASDAQ | -32.3k | -39.0 | -555.5k | 15-19 | $40.00 | 162.3% |
Report date: 2023-10-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| CALT.NASDAQ | -7.6k | -8.4 | -133.1k | 15-20 | $40.00 | 162.1% |
Report date: 2023-08-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| ACIU.NASDAQ | -1.00 | - | -2.78 | 2-4 | $3.19 | 67.9% |
| ALDX.NASDAQ | -1.00 | - | -8.40 | 5-12 | $5.56 | 1.6% |
| ARDX.NASDAQ | -3.00 | - | -11.09 | 3-4 | $5.85 | 83.1% |
Report date: 2023-04-30
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| ARDX.NASDAQ | -1.00 | - | -3.87 | 3-5 | $5.85 | 110.4% |
Report date: 2023-02-28
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| ALDX.NASDAQ | -5.4k | -2.4 | -34.5k | 5-7 | $5.56 | 7.8% |
| EQ.NASDAQ | -8.4k | -2.4 | -9.7k | 1-2 | $1.10 | 39.2% |
| ZYME.NYSE | -2.1k | -2.3 | -17.5k | 6-11 | - | - |
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