Support PenkeFirst Trust Specialty Finance
Portfolio
Holdings
| Symbol | Name | Country | Sector | Industry | Most recent quarter | % of Total Shares | % of Total Assets | Shares | Book Value | Market Price Value | Fundamental Score | |||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| BBDC.NYSE | Barings BDC Inc | USA | Financial Services | Asset Management | 2024-09-30 | 0.37 | 5.613 | 390k | $4.4m | $3.6m |
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| BCSF.NYSE | Bain Capital Specialty Finance Inc | USA | Financial Services | Asset Management | 2024-09-30 | 0.155 | 2.45 | 100k | $1.7m | $1.7m |
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| BXSL.NYSE | BXSL.NYSE | - | - | - | - | 0.08 | 7.022 | 160k | - | - | ||||||||||||||
| CCAP.NASDAQ | Crescent Capital BDC Inc | USA | Financial Services | Asset Management | 2024-09-30 | 0.115 | 1.12 | 42.5k | $859.9k | $830.8k |
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| CSWC.NASDAQ | Capital Southwest Corporation | USA | Financial Services | Asset Management | 2024-09-30 | 0.149 | 2.576 | 71k | $1.1m | $1.4m |
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| FCRD.NASDAQ | FCRD.NASDAQ | - | - | - | - | 0.251 | 0.584 | 75k | - | - | ||||||||||||||
| GBDC.NASDAQ | Golub Capital BDC Inc | USA | Financial Services | Asset Management | 2024-09-30 | 0.098 | 5.544 | 260k | $3.9m | $3.9m |
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| GSBD.NYSE | Goldman Sachs BDC Inc | USA | Financial Services | Asset Management | 2024-09-30 | 0.115 | 2.732 | 135k | $1.8m | $1.7m |
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| HTGC.NYSE | Hercules Capital Inc | USA | Financial Services | Asset Management | 2024-09-30 | 0.203 | 9.059 | 330k | $3.6m | $6.3m |
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| MAIN.NYSE | Main Street Capital Corporation | USA | Financial Services | Asset Management | 2024-09-30 | 0.126 | 7.853 | 111k | $3.3m | $6.2m |
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| NMFC.NASDAQ | New Mountain Finance Corporation | USA | Financial Services | Asset Management | 2024-09-30 | 0.327 | 6.223 | 353k | $3.8m | $3.9m |
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| OCSL.NASDAQ | Oaktree Specialty Lending Corp | USA | Financial Services | Asset Management | 2024-09-30 | 0.109 | 2.208 | 90k | $1.6m | $1.3m |
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| OFS.NASDAQ | OFS Capital Corp | USA | Financial Services | Asset Management | 2024-09-30 | 0.731 | 1.154 | 98k | $1.1m | $788.9k |
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| ORCC.NYSE | ORCC.NYSE | - | - | - | - | 0.039 | 3.408 | 150k | - | - | ||||||||||||||
| PFX.NASDAQ | Phenixfin Corporation | USA | Financial Services | Asset Management | 2024-06-30 | 0.697 | 0.84 | 14.5k | $1.1m | $723.1k |
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| PNNT.NASDAQ | PNNT.NASDAQ | - | - | - | - | 1.006 | 5.925 | 656k | - | - | ||||||||||||||
| PNNT.NYSE | PennantPark Investment Corporation | USA | Financial Services | Asset Management | 2024-09-30 | 0.392 | 2.585 | 256k | $1.9m | $1.7m |
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| PTMN.NASDAQ | Portman Ridge Finance Corp | USA | Financial Services | Asset Management | 2024-09-30 | 0.478 | 1.176 | 44k | $894.7k | $719.4k |
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| SCM.NYSE | Stellus Capital Investment | USA | Financial Services | Asset Management | 2024-09-30 | 1 | 4.22 | 197k | $2.6m | $2.6m |
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| SLRC.NASDAQ | SLR Investment Corp | USA | Financial Services | Asset Management | 2024-09-30 | 0.295 | 3.675 | 161k | $2.9m | $2.5m |
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| TCPC.NASDAQ | BlackRock TCP Capital Corp | USA | Financial Services | Asset Management | 2024-09-30 | 0.248 | 2.784 | 212k | $2.1m | $1.8m |
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| TPVG.NYSE | Triplepoint Venture Growth BDC Corp | USA | Financial Services | Asset Management | 2024-09-30 | 0.279 | 1.674 | 105k | $955k | $714k |
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| TRIN.NASDAQ | Trinity Capital Inc | USA | Financial Services | Asset Management | 2024-09-30 | 0.082 | 0.965 | 48k | $616.7k | $696k |
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| TSLX.NYSE | Sixth Street Specialty Lending Inc | USA | Financial Services | Asset Management | 2024-09-30 | 0.211 | 5.992 | 197k | $3.3m | $4m |
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Trades
Buys
Report date: 2023-08-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| BCSF.NYSE | 50k | - | 711.5k | 12-16 | $17.23 | 41.5% |
Report date: 2022-11-30
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | Price Range | Price | % |
| FCRD.NASDAQ | 75k | - | 280.5k | 3-4 | - | - |
Report date: 2022-05-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| PTMN.NASDAQ | 44k | - | 1m | 22-24 | $16.35 | -24.5% |
Adds
Report date: 2024-05-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| BCSF.NYSE | 50k | 100.0 | 802.9k | 15-17 | $17.23 | 11.3% |
| OCSL.NASDAQ | 80k | 800.0 | 1.5m | 19-20 | $15.18 | -19.9% |
| TSLX.NYSE | 20k | 11.3 | 423.3k | 20-22 | $20.80 | 2.0% |
Report date: 2024-02-29
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| NMFC.NASDAQ | 25k | 7.6 | 320.8k | 13-13 | $11.27 | -10.1% |
Report date: 2023-08-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| GBDC.NASDAQ | 30k | 12.0 | 415.9k | 13-15 | $15.08 | 16.7% |
Report date: 2023-05-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| CCAP.NASDAQ | 1k | 2.6 | 15.1k | 13-16 | $19.52 | 48.9% |
| TSLX.NYSE | 30k | 20.4 | 538.8k | 17-19 | $20.80 | 23.4% |
Report date: 2023-02-28
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | Price Range | Price | % |
| BXSL.NYSE | 70.5k | 78.8 | 1.6m | 22-26 | - | - |
Report date: 2022-08-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| TPVG.NYSE | 20k | 23.5 | 270k | 12-15 | $6.80 | -42.7% |
Report date: 2022-05-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| BBDC.NYSE | 62k | 18.9 | 641.7k | 10-11 | $9.41 | -4.3% |
| TRIN.NASDAQ | 33k | 73.3 | 575.8k | 15-20 | $14.50 | -1.2% |
Reduces
Report date: 2024-08-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| PNNT.NYSE | -200k | -43.9 | -1.4m | 6-8 | $6.95 | 8.1% |
Report date: 2024-05-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| HTGC.NYSE | -10k | -2.9 | -187.4k | 18-20 | $19.21 | 7.7% |
| PNNT.NYSE | -144k | -24.0 | -1m | 7-8 | $6.95 | 5.9% |
| TCPC.NASDAQ | -120k | -36.1 | -1.2m | 10-11 | $8.55 | -13.6% |
Report date: 2024-02-29
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| GBDC.NASDAQ | -20k | -7.1 | -305.9k | 14-16 | $15.08 | 4.4% |
Report date: 2023-11-30
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| OFS.NASDAQ | -35.2k | -26.5 | -378.5k | 10-12 | $8.05 | -16.9% |
Report date: 2023-08-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| OFS.NASDAQ | -74.7k | -35.9 | -759.6k | 9-11 | $8.05 | -12.7% |
| PNNT.NYSE | -56k | -8.5 | -348.3k | 5-7 | $6.95 | 29.2% |
Report date: 2023-05-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| OFS.NASDAQ | -60k | -22.4 | -594.3k | 9-11 | $8.05 | -11.5% |
Report date: 2023-02-28
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| TRIN.NASDAQ | -30k | -38.5 | -365.6k | 10-14 | $14.50 | 41.7% |
Report date: 2022-11-30
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| SLRC.NASDAQ | -10k | -5.8 | -138.7k | 12-15 | $16.05 | 32.9% |
Report date: 2022-08-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| SLRC.NASDAQ | -15k | -8.1 | -223.9k | 14-16 | $16.05 | 16.8% |
Report date: 2022-05-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| HTGC.NYSE | -10k | -2.9 | -169.9k | 13-19 | $19.21 | 43.3% |
| OFS.NASDAQ | -20k | -6.9 | -243.6k | 10-13 | $8.05 | -20.3% |
| PFX.NASDAQ | -9.4k | -39.4 | -374.8k | 36-43 | $49.70 | 37.8% |
| SCM.NYSE | -86.9k | -30.6 | -1.1m | 12-14 | $13.34 | 8.5% |
| SLRC.NASDAQ | -10k | -5.1 | -170.5k | 15-19 | $16.05 | 10.6% |
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