Support PenkeGuggenheim Active Allocation Fund
Portfolio
Holdings
| Symbol | Name | Country | Sector | Industry | Most recent quarter | % of Total Shares | % of Total Assets | Shares | Book Value | Market Price Value | Fundamental Score | |||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| ACRO.NYSE | ACRO.NYSE | - | - | - | - | 0.456 | 0.108 | 75.7k | - | - | ||||||||||||||
| ADAP.NASDAQ | Adaptimmune Therapeutics Plc | USA | Healthcare | Biotechnology | 2024-06-30 | 0 | 0 | 273.00 | $101.01 | $196.83 |
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| AFIB.NASDAQ | Acutus Medical Inc | USA | Healthcare | Medical Devices | 2024-06-30 | 0 | 0 | 113.00 | -$18.19 | $6.78 |
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| AFMD.NASDAQ | Affimed NV | USA | Healthcare | Biotechnology | 2024-06-30 | 0 | 0 | 69.00 | $133.72 | $195.96 |
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| AKA.NYSE | AKA Brands Holding Corp | USA | Consumer Cyclical | Apparel Retail | 2024-09-30 | 0 | 0 | 4.00 | $51.48 | $88.96 |
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| ANGN.NASDAQ | ANGN.NASDAQ | - | - | - | - | 0 | 0 | 129.00 | - | - | ||||||||||||||
| AQB.NASDAQ | AquaBounty Technologies Inc | USA | Consumer Defensive | Farm Products | 2024-09-30 | 0 | 0 | 16.00 | $414.1k | $15.84 |
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| ATNX.NASDAQ | ATNX.NASDAQ | - | - | - | - | 0 | 0 | 26.00 | - | - | ||||||||||||||
| AVTX.NASDAQ | Avalo Therapeutics Inc | USA | Healthcare | Biotechnology | 2024-09-30 | 0 | 0 | 30.00 | $70.32 | $286.50 |
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| AVYA.NYSE | AVYA.NYSE | - | - | - | - | 0.001 | 0 | 985.00 | - | - | ||||||||||||||
| BWC.NASDAQ | BWC.NASDAQ | - | - | - | - | 0.342 | 0.123 | 87k | - | - | ||||||||||||||
| BYSI.NASDAQ | BeyondSpring Inc | USA | Healthcare | Biotechnology | 2024-06-30 | 0 | 0 | 133.00 | -$77.41 | $256.69 |
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| CAMP.NASDAQ | CAMP.NASDAQ | - | - | - | - | 0.001 | 0 | 9.00 | - | - | ||||||||||||||
| CDAK.NASDAQ | CDAK.NASDAQ | - | - | - | - | 0 | 0 | 94.00 | - | - | ||||||||||||||
| COLI.NASDAQ | COLI.NASDAQ | - | - | - | - | 0.722 | 0.429 | 311.3k | - | - | ||||||||||||||
| DMS.NYSE | DMS.NYSE | - | - | - | - | 0 | 0 | 1.00 | - | - | ||||||||||||||
| DMTK.NASDAQ | DMTK.NASDAQ | - | - | - | - | 0 | 0 | 144.00 | - | - | ||||||||||||||
| EBET.NASDAQ | EBET.NASDAQ | - | - | - | - | 0 | 0 | 2.00 | - | - | ||||||||||||||
| EBET.OTCQB | EBET.OTCQB | - | - | - | - | 0 | 0 | 2.00 | - | - | ||||||||||||||
| EBET.PINK | Ebet Inc | USA | Consumer Cyclical | Gambling | 2024-03-31 | 0 | 0 | 2.00 | -$6.46 | $0.00 |
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| FNCH.NASDAQ | FNCH.NASDAQ | - | - | - | - | 0 | 0 | 44.00 | - | - | ||||||||||||||
| FXLV.NYSE | FXLV.NYSE | - | - | - | - | 0 | 0 | 176.00 | - | - | ||||||||||||||
| FXLV.PINK | F45 Training Holdings Inc | USA | Consumer Cyclical | Leisure | 2023-09-30 | 0 | 0 | 176.00 | -$77.44 | $44.00 |
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| GNLN.NASDAQ | Greenlane Holdings Inc | USA | Consumer Defensive | Tobacco | 2024-06-30 | 0 | 0 | 5.00 | $45.15 | $9.15 |
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| GSKY.NASDAQ | GSKY.NASDAQ | - | - | - | - | 0.001 | 0.002 | 839.00 | - | - | ||||||||||||||
| HGEN.NASDAQ | HGEN.NASDAQ | - | - | - | - | 0 | 0 | 284.00 | - | - | ||||||||||||||
| HLTH.NASDAQ | HLTH.NASDAQ | - | - | - | - | 0 | 0 | 85.00 | - | - | ||||||||||||||
| HYRE.NASDAQ | HYRE.NASDAQ | - | - | - | - | 0 | 0 | 104.00 | - | - | ||||||||||||||
| IDEX.NASDAQ | Ideanomics Inc | USA | Industrials | Farm & Heavy Construction Machinery | 2024-03-31 | 0 | 0 | 22.00 | -$37.18 | $6.60 |
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| IDEX.OTCQB | IDEX.OTCQB | - | - | - | - | 0 | 0 | 22.00 | - | - | ||||||||||||||
| INFI.NASDAQ | INFI.NASDAQ | - | - | - | - | 0.001 | 0 | 521.00 | - | - | ||||||||||||||
| INKT.NASDAQ | Mink Therapeutics Inc | USA | Healthcare | Biotechnology | 2024-09-30 | 0 | 0 | 11.00 | -$4.88 | $8.06 |
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| IVC.NYSE | IVC.NYSE | - | - | - | - | 0.001 | 0 | 200.00 | - | - | ||||||||||||||
| LABP.NASDAQ | LABP.NASDAQ | - | - | - | - | 0 | 0 | 2.00 | - | - | ||||||||||||||
| LTRPA.NASDAQ | Liberty Tri | USA | Communication Services | Internet Content & Information | 2024-09-30 | 0.001 | 0 | 434.00 | -$13.4k | $199.64 |
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| LUCD.NASDAQ | Lucid Diagnostics Inc | USA | Healthcare | Medical Devices | 2024-09-30 | 0 | 0 | 29.00 | $11.8k | $28.97 |
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| MGTA.NASDAQ | MGTA.NASDAQ | - | - | - | - | 0 | 0 | 178.00 | - | - | ||||||||||||||
| MMAT.NASDAQ | Meta Materials Inc | USA | Technology | Electronic Components | 2024-03-31 | 0 | 0 | 12.00 | $40.02 | $0.73 |
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| MSDA.NASDAQ | MSDA.NASDAQ | - | - | - | - | 0.549 | 0.547 | 394.7k | - | - | ||||||||||||||
| NCMI.NASDAQ | National CineMedia Inc | USA | Communication Services | Advertising Agencies | 2024-09-30 | 0 | 0 | 358.00 | $1.4k | $2.4k |
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| NEXI.NASDAQ | Neximmune Inc | USA | Healthcare | Biotechnology | 2024-06-30 | 0 | 0 | 105.00 | $69.30 | $43.05 |
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| NH.NASDAQ | NH.NASDAQ | - | - | - | - | 0 | 0 | 10.00 | - | - | ||||||||||||||
| NLTX.NASDAQ | NLTX.NASDAQ | - | - | - | - | 0 | 0 | 209.00 | - | - | ||||||||||||||
| NMTR.NASDAQ | NMTR.NASDAQ | - | - | - | - | 0.001 | 0 | 67.00 | - | - | ||||||||||||||
| OMIC.NASDAQ | Singular Genomics Systems Inc | USA | Healthcare | Medical Instruments & Supplies | 2024-06-30 | 0 | 0 | 244.00 | $13.4k | $5.3k |
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| ONCR.NASDAQ | ONCR.NASDAQ | - | - | - | - | 0.001 | 0 | 121.00 | - | - | ||||||||||||||
| ONCR.PINK | ONCR.PINK | - | - | - | - | 0.001 | 0 | 121.00 | - | - | ||||||||||||||
| OTRK.NASDAQ | Ontrak Inc | USA | Healthcare | Health Information Services | 2024-06-30 | 0 | 0 | 9.00 | $2.10 | $16.20 |
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| PRTG.NASDAQ | Portage Biotech Inc | USA | Healthcare | Biotechnology | 2024-06-30 | 0 | 0 | 1.00 | $1.73 | $4.19 |
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| PRTK.NASDAQ | PRTK.NASDAQ | - | - | - | - | 0.001 | 0 | 285.00 | - | - | ||||||||||||||
| PSTH.NYSE | PSTH.NYSE | - | - | - | - | 0.165 | 0.807 | 329.7k | - | - | ||||||||||||||
| RAD.NYSE | RAD.NYSE | - | - | - | - | 0.001 | 0 | 328.00 | - | - | ||||||||||||||
| RUBY.NASDAQ | RUBY.NASDAQ | - | - | - | - | 0.001 | 0 | 547.00 | - | - | ||||||||||||||
| RUBY.PINK | RUBY.PINK | - | - | - | - | 0.001 | 0 | 547.00 | - | - | ||||||||||||||
| RXRA.NASDAQ | RXRA.NASDAQ | - | - | - | - | 0.27 | 0.161 | 116.6k | - | - | ||||||||||||||
| SESN.NASDAQ | SESN.NASDAQ | - | - | - | - | 0.001 | 0 | 1.1k | - | - | ||||||||||||||
| SOPA.NASDAQ | Society Pass Inc | USA | Technology | Software - Application | 2024-09-30 | 0 | 0 | 1.00 | $0.15 | $0.98 |
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| SQZ.NYSE | SQZ.NYSE | - | - | - | - | 0.001 | 0 | 135.00 | - | - | ||||||||||||||
| SRNE.NASDAQ | Sorrento Therape | USA | Healthcare | Biotechnology | 2023-06-30 | 0.001 | 0 | 3.4k | -$135.76 | $13.92 |
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| SRNE.OTCQB | Sorrento Therape | USA | Healthcare | Biotechnology | 2023-06-30 | 0.001 | 0 | 3.4k | -$135.76 | $6.96 |
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| TLIS.NASDAQ | Talis Biomedical Corp | USA | Healthcare | Medical Devices | 2024-06-30 | 0 | 0 | 6.00 | $160.06 | $11.10 |
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| TLIS.PINK | Talis Biomedical Corp | USA | Healthcare | Medical Devices | 2024-06-30 | 0 | 0 | 6.00 | $160.06 | $11.10 |
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| TNXP.NASDAQ | Tonix Pharmaceuticals Holding Corp | USA | Healthcare | Biotechnology | 2024-09-30 | 0 | 0 | 13.00 | $6.89 | $2.47 |
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| TSC.NASDAQ | TSC.NASDAQ | - | - | - | - | 0.001 | 0.001 | 172.00 | - | - | ||||||||||||||
| TUP.NYSE | TUP.NYSE | - | - | - | - | 0.001 | 0 | 286.00 | - | - | ||||||||||||||
| TWOU.NASDAQ | 2U Inc | USA | Consumer Defensive | Education & Training Services | 2024-06-30 | 0.001 | 0 | 28.00 | -$2.7k | $7.56 |
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| VAPO.NYSE | VAPO.NYSE | - | - | - | - | 0 | 0 | 16.00 | - | - | ||||||||||||||
| VAPO.OTCQX | VAPO.OTCQX | - | - | - | - | 0 | 0 | 16.00 | - | - | ||||||||||||||
| VIA.NASDAQ | VIA.NASDAQ | - | - | - | - | 0.001 | 0 | 15.00 | - | - | ||||||||||||||
| VIEW.NASDAQ | VIEW.NASDAQ | - | - | - | - | 0 | 0 | 9.00 | - | - | ||||||||||||||
| WAVC.NYSE | WAVC.NYSE | - | - | - | - | 0.194 | 0.075 | 52.2k | - | - | ||||||||||||||
| YELL.NASDAQ | YELL.NASDAQ | - | - | - | - | 0.001 | 0 | 300.00 | - | - | ||||||||||||||
| YTPG.NYSE | YTPG.NYSE | - | - | - | - | 0.137 | 0.1 | 74.3k | - | - |
Trades
Buys
Report date: 2023-11-30
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | Price Range | Price | % |
| EBET.NASDAQ | 2.00 | - | 0.00 | 0-0 | - | - |
| EBET.OTCQB | 2.00 | - | 0.00 | 0-0 | - | - |
| EBET.PINK | 2.00 | - | 0.34 | 0-1 | $0.00 | -96.8% |
Report date: 2023-02-28
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | Price Range | Price | % |
| WAVC.NYSE | 52.2k | - | 524.9k | 10-10 | - | - |
Report date: 2022-05-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| INKT.NASDAQ | 11.00 | - | 24.54 | 1-4 | $0.73 | -38.9% |
| PSTH.NYSE | 329.7k | - | 0.00 | 0-0 | - | - |
| YTPG.NYSE | 74.3k | - | 727k | 10-10 | - | - |
Report date: 2021-11-30
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | Price Range | Price | % |
| GSKY.NASDAQ | 839.00 | - | 0.00 | 0-0 | - | - |
Adds
Report date: 2023-05-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | Price Range | Price | % |
| ATNX.NASDAQ | 1.00 | 4.0 | 0.00 | 0-0 | - | - |
Report date: 2022-05-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | Price Range | Price | % |
| ACRO.NYSE | 72.2k | 2,063.7 | 700.2k | 10-10 | - | - |
| BWC.NASDAQ | 75.5k | 657.1 | 732.9k | 10-10 | - | - |
| COLI.NASDAQ | 307.6k | 8,443.9 | 3m | 10-10 | - | - |
| MSDA.NASDAQ | 390.1k | 8,552.3 | 3.8m | 10-10 | - | - |
| RXRA.NASDAQ | 111.9k | 2,368.8 | 1m | 10-10 | - | - |
Reduces
Report date: 2024-08-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| TWOU.NASDAQ | -1.00 | -3.4 | -2.59 | 0-7 | $0.27 | 28.6% |
Report date: 2023-11-30
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| AKA.NYSE | -1.00 | -20.0 | -4.75 | 0-10 | $22.24 | 5,351.2% |
Report date: 2023-08-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | Price Range | Price | % |
| VAPO.NYSE | -1.00 | -5.9 | -0.88 | 0-4 | - | - |
Report date: 2023-02-28
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | Price Range | Price | % |
| ATNX.NASDAQ | -1.00 | -3.8 | -0.57 | 0-4 | - | - |
| NH.NASDAQ | -1.00 | -9.1 | -2.72 | 0-7 | - | - |
Report date: 2022-05-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| PRTG.NASDAQ | -29.00 | -50.0 | -198.31 | 5-11 | $4.19 | -9.4% |
| TSC.NASDAQ | -166.00 | -49.1 | -5.1k | 28-35 | - | - |
Comments
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