Hennion & Walsh Asset Management Inc
Portfolio
Holdings
Symbol | Name | Country | Sector | Industry | Most recent quarter | % of Total Shares | % of Total Assets | Shares | Book Value | Market Price Value | Fundamental Score | |||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
ADCT.NYSE | ADC Therapeutics SA | USA | Healthcare | Biotechnology | 2024-09-30 | 0.073 | 0.017 | 70.6k | -$115.8k | $143.3k |
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ARBK.NASDAQ | Argo Blockchain PLC ADR | USA | Financial Services | Capital Markets | 2024-09-30 | 0.057 | 0.004 | 32.8k | -$10.2k | $22.3k |
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BBDC.NYSE | Barings BDC Inc | USA | Financial Services | Asset Management | 2024-09-30 | 0.51 | 0.246 | 538k | $6m | $5.1m |
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BCSF.NYSE | Bain Capital Specialty Finance Inc | USA | Financial Services | Asset Management | 2024-09-30 | 0.722 | 0.361 | 465.8k | $8.2m | $8.1m |
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BTAI.NASDAQ | BioXcel Therapeutics Inc | USA | Healthcare | Biotechnology | 2024-09-30 | 0.083 | 0.001 | 40k | -$71k | $14k |
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BYSI.NASDAQ | BeyondSpring Inc | USA | Healthcare | Biotechnology | 2024-06-30 | 0.208 | 0.004 | 80.9k | -$47.1k | $136.8k |
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CGBD.NASDAQ | Carlyle Secured Lending Inc | USA | Financial Services | Asset Management | 2024-09-30 | 0.412 | 0.175 | 209k | $3.3m | $3.7m |
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CION.NYSE | Cion Investment Corp | USA | Financial Services | Asset Management | 2024-09-30 | 0.83 | 0.246 | 442k | $6.9m | $5m |
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CRTX.NASDAQ | CRTX.NASDAQ | - | - | - | - | 0.226 | 0.011 | 81.6k | - | - | ||||||||||||||
CSWC.NASDAQ | Capital Southwest Corporation | USA | Financial Services | Asset Management | 2024-09-30 | 0.44 | 0.248 | 209.8k | $3.4m | $4.4m |
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FDUS.NASDAQ | Fidus Investment Corp | USA | Financial Services | Asset Management | 2024-09-30 | 0.207 | 0.058 | 51.4k | $999.3k | $1m |
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HCM.NASDAQ | HUTCHMED DRC | USA | Healthcare | Drug Manufacturers - Specialty & Generic | 2024-06-30 | 0.036 | 0.056 | 61.1k | $261.3k | $874k |
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IMVT.NASDAQ | Immunovant Inc | USA | Healthcare | Biotechnology | 2024-09-30 | 0.202 | 0.057 | 235.9k | $721.9k | $6.1m |
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INO.NASDAQ | Inovio Pharmaceuticals Inc | USA | Healthcare | Biotechnology | 2024-09-30 | 0.145 | 0.039 | 361.1k | $735.7k | $660.9k |
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LXRX.NASDAQ | Lexicon Pharmaceuticals Inc | USA | Healthcare | Biotechnology | 2024-09-30 | 0.202 | 0.054 | 731.1k | $361.1k | $554.2k |
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MESO.NASDAQ | Mesoblast Ltd | USA | Healthcare | Biotechnology | 2024-06-30 | 0.104 | 0.034 | 168.9k | $710.6k | $2.8m |
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MOR.NASDAQ | MOR.NASDAQ | - | - | - | - | 0.083 | 0.116 | 124.5k | - | - | ||||||||||||||
MYOV.NYSE | MYOV.NYSE | - | - | - | - | 0.277 | 0.317 | 267.9k | - | - | ||||||||||||||
OPRA.NASDAQ | Opera Ltd | USA | Communication Services | Internet Content & Information | 2024-09-30 | 0.1 | 0.064 | 88k | $896.6k | $1.6m |
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PFLT.NASDAQ | PFLT.NASDAQ | - | - | - | - | 0.327 | 0.106 | 162.8k | - | - | ||||||||||||||
PFLT.NYSE | PennantPark Floating Rate Capital Ltd | USA | Financial Services | Asset Management | 2024-09-30 | 0.277 | 0.106 | 162.8k | $1.6m | $1.7m |
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PNNT.NYSE | PennantPark Investment Corporation | USA | Financial Services | Asset Management | 2024-09-30 | 0.978 | 0.208 | 638.5k | $4.8m | $4.4m |
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RWAY.NASDAQ | Runway Growth Finance Corp | USA | Financial Services | Credit Services | 2024-09-30 | 0.653 | 0.117 | 244k | $3.2m | $2.6m |
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SAR.NYSE | Saratoga Investment Corp | USA | Financial Services | Asset Management | 2024-08-31 | 1.001 | 0.15 | 138.1k | $3.7m | $3.3m |
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SEAT.NASDAQ | Vivid Seats Inc | USA | Communication Services | Internet Content & Information | 2024-09-30 | 0.225 | 0.082 | 174.5k | $808.8k | $647.5k |
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TCPC.NASDAQ | BlackRock TCP Capital Corp | USA | Financial Services | Asset Management | 2024-09-30 | 0.558 | 0.185 | 477.6k | $4.8m | $4.1m |
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TIL.NASDAQ | Instil Bio Inc. | USA | Healthcare | Biotechnology | 2024-09-30 | 0.075 | 0.003 | 98k | $2.6m | $2.1m |
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TKC.NYSE | Turkcell Iletisim Hizmetleri AS | USA | Communication Services | Telecom Services | 2024-09-30 | 0.016 | 0.024 | 139.3k | $317.7k | $899.9k |
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TPVG.NYSE | Triplepoint Venture Growth BDC Corp | USA | Financial Services | Asset Management | 2024-09-30 | 0.272 | 0.069 | 98.1k | $892.7k | $720.3k |
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TRIN.NASDAQ | Trinity Capital Inc | USA | Financial Services | Asset Management | 2024-09-30 | 0.342 | 0.128 | 201.5k | $2.5m | $2.9m |
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TZOO.NASDAQ | Travelzoo | USA | Communication Services | Advertising Agencies | 2024-09-30 | 1.077 | 0.072 | 127.1k | $25.8k | $2.6m |
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Trades
Buys
Report date: 2022-06-30
Trade | Current | |||||
---|---|---|---|---|---|---|
Symbol | Shares | % | Total | $ Range | Price | % |
ARBK.NASDAQ | 31.4k | - | 214.1k | 4-10 | $0.68 | -81.7% |
Sells
Report date: 2022-03-31
Trade | Current | |||||
---|---|---|---|---|---|---|
Symbol | Shares | % | Total | Price Range | Price | % |
GENE.NASDAQ | -10.9k | -100.0 | -21.2k | 2-2 | - | - |
Adds
Report date: 2024-09-30
Trade | Current | |||||
---|---|---|---|---|---|---|
Symbol | Shares | % | Total | $ Range | Price | % |
BCSF.NYSE | 43.7k | 10.4 | 726.3k | 15-17 | $17.60 | 15.1% |
CION.NYSE | 91.2k | 26.0 | 1.1m | 11-13 | $11.52 | 6.2% |
LXRX.NASDAQ | 188.2k | 34.7 | 335.1k | 1-2 | $0.76 | -49.1% |
OPRA.NASDAQ | 4.2k | 5.1 | 57.4k | 10-16 | $19.20 | 89.9% |
SAR.NYSE | 17.3k | 14.4 | 401k | 22-24 | $23.93 | 11.0% |
TRIN.NASDAQ | 55.1k | 37.7 | 778.8k | 13-15 | $14.75 | 11.1% |
TZOO.NASDAQ | 79.9k | 169.5 | 871k | 7-15 | $20.79 | 192.0% |
Report date: 2024-06-30
Trade | Current | |||||
---|---|---|---|---|---|---|
Symbol | Shares | % | Total | $ Range | Price | % |
BCSF.NYSE | 40.8k | 10.7 | 666.4k | 15-17 | $17.60 | 13.7% |
CION.NYSE | 55.4k | 18.8 | 654.7k | 11-13 | $11.52 | 7.9% |
HCM.NASDAQ | 4.8k | 8.6 | 89.9k | 16-22 | $14.30 | -11.0% |
MOR.NASDAQ | 7.6k | 6.5 | 0.00 | 0-0 | - | - |
OPRA.NASDAQ | 26.2k | 45.5 | 372.2k | 12-17 | $19.20 | 55.5% |
PNNT.NYSE | 83.4k | 14.4 | 606k | 7-8 | $7.00 | 3.7% |
TCPC.NASDAQ | 54.7k | 12.2 | 580.3k | 10-12 | $8.67 | -12.5% |
TZOO.NASDAQ | 20k | 73.7 | 170.3k | 7-11 | $20.79 | 181.3% |
Report date: 2024-03-31
Trade | Current | |||||
---|---|---|---|---|---|---|
Symbol | Shares | % | Total | $ Range | Price | % |
ADCT.NYSE | 4.7k | 7.1 | 17.3k | 1-6 | $2.03 | 40.0% |
BBDC.NYSE | 74k | 14.4 | 675.5k | 9-10 | $9.50 | 11.1% |
BCSF.NYSE | 21.1k | 5.9 | 326.7k | 15-16 | $17.60 | 19.3% |
HCM.NASDAQ | 1.3k | 2.5 | 21k | 12-19 | $14.30 | 19.8% |
MOR.NASDAQ | 48.7k | 71.4 | 720k | 8-18 | - | - |
PNNT.NYSE | 154.5k | 36.5 | 1m | 7-7 | $7.00 | 6.9% |
RWAY.NASDAQ | 2k | 0.8 | 26.4k | 11-14 | $10.78 | -6.1% |
SAR.NYSE | 2.1k | 1.7 | 50.6k | 22-26 | $23.93 | 7.1% |
TCPC.NASDAQ | 44.4k | 11.0 | 491.4k | 10-12 | $8.67 | -12.4% |
Report date: 2023-12-31
Trade | Current | |||||
---|---|---|---|---|---|---|
Symbol | Shares | % | Total | $ Range | Price | % |
ADCT.NYSE | 8k | 13.9 | 7.4k | 0-2 | $2.03 | 464.0% |
BCSF.NYSE | 50.6k | 16.4 | 769.9k | 15-16 | $17.60 | 20.5% |
CSWC.NASDAQ | 62.6k | 33.9 | 1.3m | 21-24 | $21.38 | 3.2% |
HCM.NASDAQ | 3.8k | 7.5 | 70.6k | 16-21 | $14.30 | -10.7% |
PNNT.NYSE | 234.8k | 124.3 | 1.5m | 6-7 | $7.00 | 16.5% |
RWAY.NASDAQ | 96.5k | 57.3 | 1.2m | 12-14 | $10.78 | -8.3% |
SAR.NYSE | 40.2k | 48.5 | 1m | 23-27 | $23.93 | 4.0% |
TCPC.NASDAQ | 92.2k | 29.5 | 1m | 10-12 | $8.67 | -16.2% |
TRIN.NASDAQ | 33.2k | 28.6 | 477.2k | 13-15 | $14.75 | 11.6% |
Report date: 2023-09-30
Trade | Current | |||||
---|---|---|---|---|---|---|
Symbol | Shares | % | Total | $ Range | Price | % |
ADCT.NYSE | 2.2k | 4.1 | 3k | 1-2 | $2.03 | 198.1% |
CSWC.NASDAQ | 25.8k | 16.3 | 558.9k | 20-23 | $21.38 | 9.1% |
HCM.NASDAQ | 24.4k | 89.5 | 349.1k | 12-17 | $14.30 | 24.2% |
PNNT.NYSE | 146.6k | 346.7 | 949.2k | 6-7 | $7.00 | 19.7% |
RWAY.NASDAQ | 58.2k | 52.8 | 748.8k | 12-14 | $10.78 | -7.8% |
SAR.NYSE | 2.1k | 2.7 | 57.6k | 25-28 | $23.93 | -4.9% |
TCPC.NASDAQ | 14k | 4.7 | 168.7k | 11-13 | $8.67 | -20.5% |
TIL.NASDAQ | 3.8k | 4.1 | 1.9k | 0-1 | $21.89 | 5,660.5% |
TRIN.NASDAQ | 40.3k | 53.3 | 584.3k | 13-15 | $14.75 | 11.5% |
Report date: 2023-06-30
Trade | Current | |||||
---|---|---|---|---|---|---|
Symbol | Shares | % | Total | $ Range | Price | % |
BYSI.NASDAQ | 1k | 1.1 | 1.1k | 1-1 | $1.69 | 98.8% |
CSWC.NASDAQ | 4.2k | 2.7 | 77.3k | 17-20 | $21.38 | 24.2% |
RWAY.NASDAQ | 18.5k | 20.2 | 216k | 10-13 | $10.78 | 3.0% |
TRIN.NASDAQ | 17.8k | 30.8 | 223.3k | 11-14 | $14.75 | 32.2% |
Report date: 2023-03-31
Trade | Current | |||||
---|---|---|---|---|---|---|
Symbol | Shares | % | Total | $ Range | Price | % |
BCSF.NYSE | 6.7k | 2.0 | 86.3k | 12-14 | $17.60 | 50.7% |
CSWC.NASDAQ | 15.4k | 11.1 | 285.2k | 16-20 | $21.38 | 30.8% |
RWAY.NASDAQ | 21.9k | 31.5 | 275.2k | 11-14 | $10.78 | 2.3% |
SEAT.NASDAQ | 9.8k | 6.0 | 76.8k | 6-9 | $3.71 | -41.0% |
TRIN.NASDAQ | 40.8k | 238.5 | 534.6k | 11-15 | $14.75 | 36.0% |
Report date: 2022-12-31
Trade | Current | |||||
---|---|---|---|---|---|---|
Symbol | Shares | % | Total | $ Range | Price | % |
ARBK.NASDAQ | 613.00 | 1.7 | 767.62 | 0-4 | $0.68 | 88.9% |
BCSF.NYSE | 23.9k | 7.7 | 304.6k | 12-14 | $17.60 | 52.9% |
BYSI.NASDAQ | 7.8k | 8.7 | 7.3k | 1-3 | $1.69 | 211.8% |
CSWC.NASDAQ | 1.5k | 1.1 | 27k | 16-20 | $21.38 | 31.3% |
RWAY.NASDAQ | 4.1k | 6.4 | 50.3k | 11-14 | $10.78 | -3.0% |
SAR.NYSE | 1.3k | 1.2 | 32k | 20-28 | $23.93 | 18.7% |
TCPC.NASDAQ | 3.2k | 1.0 | 40.8k | 11-14 | $8.67 | -18.6% |
Report date: 2022-09-30
Trade | Current | |||||
---|---|---|---|---|---|---|
Symbol | Shares | % | Total | $ Range | Price | % |
ARBK.NASDAQ | 4.3k | 13.9 | 20.4k | 4-7 | $0.68 | -81.4% |
BCSF.NYSE | 24.7k | 8.6 | 352.3k | 12-15 | $17.60 | 47.4% |
CSWC.NASDAQ | 1.6k | 1.2 | 31.1k | 17-21 | $21.38 | 28.0% |
RWAY.NASDAQ | 20.5k | 45.5 | 255.3k | 11-14 | $10.78 | 0.2% |
SAR.NYSE | 10.1k | 10.0 | 244.6k | 21-27 | $23.93 | 15.2% |
TCPC.NASDAQ | 636.00 | 0.2 | 8.2k | 11-14 | $8.67 | -20.2% |
Report date: 2022-06-30
Trade | Current | |||||
---|---|---|---|---|---|---|
Symbol | Shares | % | Total | $ Range | Price | % |
BCSF.NYSE | 29.6k | 11.5 | 443.8k | 13-16 | $17.60 | 31.5% |
BYSI.NASDAQ | 9k | 10.7 | 15.2k | 1-3 | $1.69 | 49.6% |
CSWC.NASDAQ | 15.2k | 12.6 | 336.5k | 18-24 | $21.38 | 20.2% |
IMVT.NASDAQ | 14.8k | 6.7 | 64.7k | 3-6 | $26.08 | 729.3% |
INO.NASDAQ | 15.6k | 4.5 | 37.3k | 1-4 | $1.83 | 32.6% |
RWAY.NASDAQ | 33.2k | 280.3 | 441.6k | 11-15 | $10.78 | 0.2% |
SAR.NYSE | 11.4k | 12.6 | 296.9k | 22-28 | $23.93 | 7.1% |
TCPC.NASDAQ | 26.5k | 8.9 | 357.7k | 12-15 | $8.67 | -26.3% |
Reduces
Report date: 2024-09-30
Trade | Current | |||||
---|---|---|---|---|---|---|
Symbol | Shares | % | Total | $ Range | Price | % |
BBDC.NYSE | -38.3k | -6.6 | -380.2k | 9-10 | $9.50 | 3.9% |
BTAI.NASDAQ | -500.00 | -1.2 | -419.89 | 1-1 | $0.35 | -30.5% |
CSWC.NASDAQ | -23.4k | -10.0 | -593k | 23-27 | $21.38 | -5.8% |
HCM.NASDAQ | -763.00 | -1.2 | -13.7k | 16-21 | $14.30 | -9.6% |
PNNT.NYSE | -23.3k | -3.5 | -166.7k | 6-8 | $7.00 | 8.9% |
RWAY.NASDAQ | -16.2k | -6.3 | -178.7k | 10-12 | $10.78 | 9.2% |
TCPC.NASDAQ | -26.2k | -5.2 | -251.9k | 8-11 | $8.67 | 7.9% |
Report date: 2024-06-30
Trade | Current | |||||
---|---|---|---|---|---|---|
Symbol | Shares | % | Total | $ Range | Price | % |
BBDC.NYSE | -11.2k | -1.9 | -107.3k | 9-10 | $9.50 | 5.0% |
CSWC.NASDAQ | -6.1k | -2.6 | -158k | 24-27 | $21.38 | -11.2% |
RWAY.NASDAQ | -6.8k | -2.6 | -83.2k | 11-14 | $10.78 | -5.0% |
SAR.NYSE | -4.5k | -3.6 | -106.4k | 23-25 | $23.93 | 6.3% |
TRIN.NASDAQ | -314.00 | -0.2 | -4.6k | 14-15 | $14.75 | 5.7% |
Report date: 2024-03-31
Trade | Current | |||||
---|---|---|---|---|---|---|
Symbol | Shares | % | Total | $ Range | Price | % |
ARBK.NASDAQ | -1.2k | -3.8 | -2.8k | 1-4 | $0.68 | -52.1% |
CSWC.NASDAQ | -7.9k | -3.2 | -193.2k | 23-26 | $21.38 | -7.3% |
TRIN.NASDAQ | -2.6k | -1.8 | -38.4k | 14-15 | $14.75 | 8.8% |
Report date: 2023-12-31
Trade | Current | |||||
---|---|---|---|---|---|---|
Symbol | Shares | % | Total | $ Range | Price | % |
ARBK.NASDAQ | -1k | -3.0 | -1.5k | 1-4 | $0.68 | -27.7% |
Report date: 2023-09-30
Trade | Current | |||||
---|---|---|---|---|---|---|
Symbol | Shares | % | Total | $ Range | Price | % |
ARBK.NASDAQ | -45.00 | -0.1 | -60.00 | 1-3 | $0.68 | -27.7% |
BCSF.NYSE | -17k | -5.2 | -258.3k | 13-17 | $17.60 | 31.4% |
BYSI.NASDAQ | -15.9k | -16.5 | -15.6k | 1-1 | $1.69 | 146.7% |
Report date: 2023-06-30
Trade | Current | |||||
---|---|---|---|---|---|---|
Symbol | Shares | % | Total | $ Range | Price | % |
ARBK.NASDAQ | -487.00 | -1.4 | -669.78 | 1-2 | $0.68 | -26.1% |
BCSF.NYSE | -17.2k | -5.0 | -213.3k | 11-14 | $17.60 | 59.1% |
SAR.NYSE | -16.5k | -17.0 | -424.6k | 23-29 | $23.93 | 5.7% |
TCPC.NASDAQ | -24.8k | -7.7 | -260.4k | 10-12 | $8.67 | -9.8% |
TPVG.NYSE | -38.3k | -28.1 | -434.1k | 9-12 | $7.34 | -22.0% |
Report date: 2023-03-31
Trade | Current | |||||
---|---|---|---|---|---|---|
Symbol | Shares | % | Total | $ Range | Price | % |
ARBK.NASDAQ | -743.00 | -2.0 | -1.2k | 1-3 | $0.68 | -18.3% |
BYSI.NASDAQ | -2.2k | -2.3 | -4.3k | 1-3 | $1.69 | 83.7% |
CGBD.NASDAQ | -68.2k | -24.6 | -1m | 13-16 | $18.04 | 36.9% |
MESO.NASDAQ | -5.7k | -3.3 | -19.1k | 3-4 | $17.02 | 497.2% |
PFLT.NASDAQ | -47.3k | -22.5 | -0.00 | 0-0 | - | - |
PFLT.NYSE | -47.3k | -22.5 | -516.4k | 10-12 | $10.86 | 11.7% |
SAR.NYSE | -16.1k | -14.2 | -426.4k | 24-28 | $23.93 | 1.8% |
TCPC.NASDAQ | -4.8k | -1.5 | -59k | 10-13 | $8.67 | -9.7% |
TPVG.NYSE | -39.6k | -22.5 | -462.6k | 10-13 | $7.34 | -27.4% |
Report date: 2022-12-31
Trade | Current | |||||
---|---|---|---|---|---|---|
Symbol | Shares | % | Total | $ Range | Price | % |
CGBD.NASDAQ | -28k | -9.2 | -375k | 11-15 | $18.04 | 60.6% |
MESO.NASDAQ | -174.8k | -50.0 | -546.6k | 3-4 | $17.02 | 552.1% |
PFLT.NASDAQ | -6.7k | -3.1 | -73.5k | 9-12 | - | - |
PFLT.NYSE | -6.7k | -3.1 | -73.5k | 9-12 | $10.86 | 15.2% |
TPVG.NYSE | -23.4k | -11.7 | -283.7k | 10-13 | $7.34 | -28.5% |
Report date: 2022-09-30
Trade | Current | |||||
---|---|---|---|---|---|---|
Symbol | Shares | % | Total | $ Range | Price | % |
BYSI.NASDAQ | -3k | -3.2 | -4.3k | 1-2 | $1.69 | 83.7% |
CGBD.NASDAQ | -22.1k | -6.8 | -300.8k | 11-15 | $18.04 | 57.8% |
FDUS.NASDAQ | -334.00 | -0.6 | -6.3k | 17-21 | $20.75 | 24.0% |
MESO.NASDAQ | -13.2k | -3.6 | -40.1k | 2-4 | $17.02 | 695.3% |
MYOV.NYSE | -11.4k | -4.1 | -181.9k | 11-21 | - | - |
OPRA.NASDAQ | -958.00 | -2.4 | -4.5k | 4-6 | $19.20 | 384.8% |
PFLT.NASDAQ | -20.2k | -8.5 | -242.9k | 10-13 | - | - |
PFLT.NYSE | -20.2k | -8.5 | -242.9k | 10-13 | $10.86 | 13.5% |
TKC.NYSE | -2.3k | -1.7 | -6.4k | 2-4 | $6.46 | 177.3% |
TPVG.NYSE | -20k | -9.1 | -260.8k | 10-15 | $7.34 | -29.5% |
Report date: 2022-06-30
Trade | Current | |||||
---|---|---|---|---|---|---|
Symbol | Shares | % | Total | $ Range | Price | % |
CGBD.NASDAQ | -15.3k | -4.5 | -214.9k | 12-15 | $18.04 | 48.6% |
CRTX.NASDAQ | -2.8k | -3.4 | -0.00 | 0-0 | - | - |
FDUS.NASDAQ | -1.9k | -3.6 | -37.5k | 16-21 | $20.75 | 26.5% |
MESO.NASDAQ | -11.9k | -3.2 | -41.4k | 2-5 | $17.02 | 695.3% |
MYOV.NYSE | -129.7k | -31.7 | -1.4m | 8-15 | - | - |
OPRA.NASDAQ | -67.1k | -63.1 | -355.2k | 4-7 | $19.20 | 374.1% |
PFLT.NASDAQ | -12.2k | -4.9 | -152.2k | 10-14 | - | - |
PFLT.NYSE | -12.2k | -4.9 | -152.2k | 10-14 | $10.86 | 4.7% |
TKC.NYSE | -6.8k | -4.6 | -22.4k | 2-4 | $6.46 | 163.7% |
TPVG.NYSE | -11.5k | -5.0 | -174.6k | 12-18 | $7.34 | -38.1% |
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