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Hennion & Walsh Asset Management Inc

Portfolio

Holdings
SymbolName CountrySectorIndustryMost recent quarter% of Total Shares% of Total AssetsSharesBook ValueMarket Price ValueFundamental Score 
ADCT.NYSEADC Therapeutics SAUSAHealthcareBiotechnology2024-09-300.0730.01770.6k-$115.8k$143.3k
  
  
ARBK.NASDAQArgo Blockchain PLC ADRUSAFinancial ServicesCapital Markets2024-09-300.0570.00432.8k-$10.2k$22.3k
  
  
BBDC.NYSEBarings BDC IncUSAFinancial ServicesAsset Management2024-09-300.510.246538k$6m$5.1m
  
  
BCSF.NYSEBain Capital Specialty Finance IncUSAFinancial ServicesAsset Management2024-09-300.7220.361465.8k$8.2m$8.1m
  
  
BTAI.NASDAQBioXcel Therapeutics IncUSAHealthcareBiotechnology2024-09-300.0830.00140k-$71k$14k
  
  
BYSI.NASDAQBeyondSpring IncUSAHealthcareBiotechnology2024-06-300.2080.00480.9k-$47.1k$136.8k
  
  
CGBD.NASDAQCarlyle Secured Lending IncUSAFinancial ServicesAsset Management2024-09-300.4120.175209k$3.3m$3.7m
  
  
CION.NYSECion Investment CorpUSAFinancial ServicesAsset Management2024-09-300.830.246442k$6.9m$5m
  
  
CRTX.NASDAQCRTX.NASDAQ----0.2260.01181.6k--
  
  
CSWC.NASDAQCapital Southwest CorporationUSAFinancial ServicesAsset Management2024-09-300.440.248209.8k$3.4m$4.4m
  
  
FDUS.NASDAQFidus Investment CorpUSAFinancial ServicesAsset Management2024-09-300.2070.05851.4k$999.3k$1m
  
  
HCM.NASDAQHUTCHMED DRCUSAHealthcareDrug Manufacturers - Specialty & Generic2024-06-300.0360.05661.1k$261.3k$874k
  
  
IMVT.NASDAQImmunovant IncUSAHealthcareBiotechnology2024-09-300.2020.057235.9k$721.9k$6.1m
  
  
INO.NASDAQInovio Pharmaceuticals IncUSAHealthcareBiotechnology2024-09-300.1450.039361.1k$735.7k$660.9k
  
  
LXRX.NASDAQLexicon Pharmaceuticals IncUSAHealthcareBiotechnology2024-09-300.2020.054731.1k$361.1k$554.2k
  
  
MESO.NASDAQMesoblast LtdUSAHealthcareBiotechnology2024-06-300.1040.034168.9k$710.6k$2.8m
  
  
MOR.NASDAQMOR.NASDAQ----0.0830.116124.5k--
  
  
MYOV.NYSEMYOV.NYSE----0.2770.317267.9k--
  
  
OPRA.NASDAQOpera LtdUSACommunication ServicesInternet Content & Information2024-09-300.10.06488k$896.6k$1.6m
  
  
PFLT.NASDAQPFLT.NASDAQ----0.3270.106162.8k--
  
  
PFLT.NYSEPennantPark Floating Rate Capital LtdUSAFinancial ServicesAsset Management2024-09-300.2770.106162.8k$1.6m$1.7m
  
  
PNNT.NYSEPennantPark Investment CorporationUSAFinancial ServicesAsset Management2024-09-300.9780.208638.5k$4.8m$4.4m
  
  
RWAY.NASDAQRunway Growth Finance CorpUSAFinancial ServicesCredit Services2024-09-300.6530.117244k$3.2m$2.6m
  
  
SAR.NYSESaratoga Investment CorpUSAFinancial ServicesAsset Management2024-08-311.0010.15138.1k$3.7m$3.3m
  
  
SEAT.NASDAQVivid Seats IncUSACommunication ServicesInternet Content & Information2024-09-300.2250.082174.5k$808.8k$647.5k
  
  
TCPC.NASDAQBlackRock TCP Capital CorpUSAFinancial ServicesAsset Management2024-09-300.5580.185477.6k$4.8m$4.1m
  
  
TIL.NASDAQInstil Bio Inc.USAHealthcareBiotechnology2024-09-300.0750.00398k$2.6m$2.1m
  
  
TKC.NYSETurkcell Iletisim Hizmetleri ASUSACommunication ServicesTelecom Services2024-09-300.0160.024139.3k$317.7k$899.9k
  
  
TPVG.NYSETriplepoint Venture Growth BDC CorpUSAFinancial ServicesAsset Management2024-09-300.2720.06998.1k$892.7k$720.3k
  
  
TRIN.NASDAQTrinity Capital IncUSAFinancial ServicesAsset Management2024-09-300.3420.128201.5k$2.5m$2.9m
  
  
TZOO.NASDAQTravelzooUSACommunication ServicesAdvertising Agencies2024-09-301.0770.072127.1k$25.8k$2.6m
  
  

Trades

Buys
Report date: 2022-06-30
TradeCurrent
SymbolShares%Total$ RangePrice%
ARBK.NASDAQ31.4k-214.1k4-10$0.68-81.7%
Sells
Report date: 2022-03-31
TradeCurrent
SymbolShares%TotalPrice RangePrice%
GENE.NASDAQ-10.9k-100.0-21.2k2-2--
Adds
Report date: 2024-09-30
TradeCurrent
SymbolShares%Total$ RangePrice%
BCSF.NYSE43.7k10.4726.3k15-17$17.6015.1%
CION.NYSE91.2k26.01.1m11-13$11.526.2%
LXRX.NASDAQ188.2k34.7335.1k1-2$0.76-49.1%
OPRA.NASDAQ4.2k5.157.4k10-16$19.2089.9%
SAR.NYSE17.3k14.4401k22-24$23.9311.0%
TRIN.NASDAQ55.1k37.7778.8k13-15$14.7511.1%
TZOO.NASDAQ79.9k169.5871k7-15$20.79192.0%
Report date: 2024-06-30
TradeCurrent
SymbolShares%Total$ RangePrice%
BCSF.NYSE40.8k10.7666.4k15-17$17.6013.7%
CION.NYSE55.4k18.8654.7k11-13$11.527.9%
HCM.NASDAQ4.8k8.689.9k16-22$14.30-11.0%
MOR.NASDAQ7.6k6.50.000-0--
OPRA.NASDAQ26.2k45.5372.2k12-17$19.2055.5%
PNNT.NYSE83.4k14.4606k7-8$7.003.7%
TCPC.NASDAQ54.7k12.2580.3k10-12$8.67-12.5%
TZOO.NASDAQ20k73.7170.3k7-11$20.79181.3%
Report date: 2024-03-31
TradeCurrent
SymbolShares%Total$ RangePrice%
ADCT.NYSE4.7k7.117.3k1-6$2.0340.0%
BBDC.NYSE74k14.4675.5k9-10$9.5011.1%
BCSF.NYSE21.1k5.9326.7k15-16$17.6019.3%
HCM.NASDAQ1.3k2.521k12-19$14.3019.8%
MOR.NASDAQ48.7k71.4720k8-18--
PNNT.NYSE154.5k36.51m7-7$7.006.9%
RWAY.NASDAQ2k0.826.4k11-14$10.78-6.1%
SAR.NYSE2.1k1.750.6k22-26$23.937.1%
TCPC.NASDAQ44.4k11.0491.4k10-12$8.67-12.4%
Report date: 2023-12-31
TradeCurrent
SymbolShares%Total$ RangePrice%
ADCT.NYSE8k13.97.4k0-2$2.03464.0%
BCSF.NYSE50.6k16.4769.9k15-16$17.6020.5%
CSWC.NASDAQ62.6k33.91.3m21-24$21.383.2%
HCM.NASDAQ3.8k7.570.6k16-21$14.30-10.7%
PNNT.NYSE234.8k124.31.5m6-7$7.0016.5%
RWAY.NASDAQ96.5k57.31.2m12-14$10.78-8.3%
SAR.NYSE40.2k48.51m23-27$23.934.0%
TCPC.NASDAQ92.2k29.51m10-12$8.67-16.2%
TRIN.NASDAQ33.2k28.6477.2k13-15$14.7511.6%
Report date: 2023-09-30
TradeCurrent
SymbolShares%Total$ RangePrice%
ADCT.NYSE2.2k4.13k1-2$2.03198.1%
CSWC.NASDAQ25.8k16.3558.9k20-23$21.389.1%
HCM.NASDAQ24.4k89.5349.1k12-17$14.3024.2%
PNNT.NYSE146.6k346.7949.2k6-7$7.0019.7%
RWAY.NASDAQ58.2k52.8748.8k12-14$10.78-7.8%
SAR.NYSE2.1k2.757.6k25-28$23.93-4.9%
TCPC.NASDAQ14k4.7168.7k11-13$8.67-20.5%
TIL.NASDAQ3.8k4.11.9k0-1$21.895,660.5%
TRIN.NASDAQ40.3k53.3584.3k13-15$14.7511.5%
Report date: 2023-06-30
TradeCurrent
SymbolShares%Total$ RangePrice%
BYSI.NASDAQ1k1.11.1k1-1$1.6998.8%
CSWC.NASDAQ4.2k2.777.3k17-20$21.3824.2%
RWAY.NASDAQ18.5k20.2216k10-13$10.783.0%
TRIN.NASDAQ17.8k30.8223.3k11-14$14.7532.2%
Report date: 2023-03-31
TradeCurrent
SymbolShares%Total$ RangePrice%
BCSF.NYSE6.7k2.086.3k12-14$17.6050.7%
CSWC.NASDAQ15.4k11.1285.2k16-20$21.3830.8%
RWAY.NASDAQ21.9k31.5275.2k11-14$10.782.3%
SEAT.NASDAQ9.8k6.076.8k6-9$3.71-41.0%
TRIN.NASDAQ40.8k238.5534.6k11-15$14.7536.0%
Report date: 2022-12-31
TradeCurrent
SymbolShares%Total$ RangePrice%
ARBK.NASDAQ613.001.7767.620-4$0.6888.9%
BCSF.NYSE23.9k7.7304.6k12-14$17.6052.9%
BYSI.NASDAQ7.8k8.77.3k1-3$1.69211.8%
CSWC.NASDAQ1.5k1.127k16-20$21.3831.3%
RWAY.NASDAQ4.1k6.450.3k11-14$10.78-3.0%
SAR.NYSE1.3k1.232k20-28$23.9318.7%
TCPC.NASDAQ3.2k1.040.8k11-14$8.67-18.6%
Report date: 2022-09-30
TradeCurrent
SymbolShares%Total$ RangePrice%
ARBK.NASDAQ4.3k13.920.4k4-7$0.68-81.4%
BCSF.NYSE24.7k8.6352.3k12-15$17.6047.4%
CSWC.NASDAQ1.6k1.231.1k17-21$21.3828.0%
RWAY.NASDAQ20.5k45.5255.3k11-14$10.780.2%
SAR.NYSE10.1k10.0244.6k21-27$23.9315.2%
TCPC.NASDAQ636.000.28.2k11-14$8.67-20.2%
Report date: 2022-06-30
TradeCurrent
SymbolShares%Total$ RangePrice%
BCSF.NYSE29.6k11.5443.8k13-16$17.6031.5%
BYSI.NASDAQ9k10.715.2k1-3$1.6949.6%
CSWC.NASDAQ15.2k12.6336.5k18-24$21.3820.2%
IMVT.NASDAQ14.8k6.764.7k3-6$26.08729.3%
INO.NASDAQ15.6k4.537.3k1-4$1.8332.6%
RWAY.NASDAQ33.2k280.3441.6k11-15$10.780.2%
SAR.NYSE11.4k12.6296.9k22-28$23.937.1%
TCPC.NASDAQ26.5k8.9357.7k12-15$8.67-26.3%
Reduces
Report date: 2024-09-30
TradeCurrent
SymbolShares%Total$ RangePrice%
BBDC.NYSE-38.3k-6.6-380.2k9-10$9.503.9%
BTAI.NASDAQ-500.00-1.2-419.891-1$0.35-30.5%
CSWC.NASDAQ-23.4k-10.0-593k23-27$21.38-5.8%
HCM.NASDAQ-763.00-1.2-13.7k16-21$14.30-9.6%
PNNT.NYSE-23.3k-3.5-166.7k6-8$7.008.9%
RWAY.NASDAQ-16.2k-6.3-178.7k10-12$10.789.2%
TCPC.NASDAQ-26.2k-5.2-251.9k8-11$8.677.9%
Report date: 2024-06-30
TradeCurrent
SymbolShares%Total$ RangePrice%
BBDC.NYSE-11.2k-1.9-107.3k9-10$9.505.0%
CSWC.NASDAQ-6.1k-2.6-158k24-27$21.38-11.2%
RWAY.NASDAQ-6.8k-2.6-83.2k11-14$10.78-5.0%
SAR.NYSE-4.5k-3.6-106.4k23-25$23.936.3%
TRIN.NASDAQ-314.00-0.2-4.6k14-15$14.755.7%
Report date: 2024-03-31
TradeCurrent
SymbolShares%Total$ RangePrice%
ARBK.NASDAQ-1.2k-3.8-2.8k1-4$0.68-52.1%
CSWC.NASDAQ-7.9k-3.2-193.2k23-26$21.38-7.3%
TRIN.NASDAQ-2.6k-1.8-38.4k14-15$14.758.8%
Report date: 2023-12-31
TradeCurrent
SymbolShares%Total$ RangePrice%
ARBK.NASDAQ-1k-3.0-1.5k1-4$0.68-27.7%
Report date: 2023-09-30
TradeCurrent
SymbolShares%Total$ RangePrice%
ARBK.NASDAQ-45.00-0.1-60.001-3$0.68-27.7%
BCSF.NYSE-17k-5.2-258.3k13-17$17.6031.4%
BYSI.NASDAQ-15.9k-16.5-15.6k1-1$1.69146.7%
Report date: 2023-06-30
TradeCurrent
SymbolShares%Total$ RangePrice%
ARBK.NASDAQ-487.00-1.4-669.781-2$0.68-26.1%
BCSF.NYSE-17.2k-5.0-213.3k11-14$17.6059.1%
SAR.NYSE-16.5k-17.0-424.6k23-29$23.935.7%
TCPC.NASDAQ-24.8k-7.7-260.4k10-12$8.67-9.8%
TPVG.NYSE-38.3k-28.1-434.1k9-12$7.34-22.0%
Report date: 2023-03-31
TradeCurrent
SymbolShares%Total$ RangePrice%
ARBK.NASDAQ-743.00-2.0-1.2k1-3$0.68-18.3%
BYSI.NASDAQ-2.2k-2.3-4.3k1-3$1.6983.7%
CGBD.NASDAQ-68.2k-24.6-1m13-16$18.0436.9%
MESO.NASDAQ-5.7k-3.3-19.1k3-4$17.02497.2%
PFLT.NASDAQ-47.3k-22.5-0.000-0--
PFLT.NYSE-47.3k-22.5-516.4k10-12$10.8611.7%
SAR.NYSE-16.1k-14.2-426.4k24-28$23.931.8%
TCPC.NASDAQ-4.8k-1.5-59k10-13$8.67-9.7%
TPVG.NYSE-39.6k-22.5-462.6k10-13$7.34-27.4%
Report date: 2022-12-31
TradeCurrent
SymbolShares%Total$ RangePrice%
CGBD.NASDAQ-28k-9.2-375k11-15$18.0460.6%
MESO.NASDAQ-174.8k-50.0-546.6k3-4$17.02552.1%
PFLT.NASDAQ-6.7k-3.1-73.5k9-12--
PFLT.NYSE-6.7k-3.1-73.5k9-12$10.8615.2%
TPVG.NYSE-23.4k-11.7-283.7k10-13$7.34-28.5%
Report date: 2022-09-30
TradeCurrent
SymbolShares%Total$ RangePrice%
BYSI.NASDAQ-3k-3.2-4.3k1-2$1.6983.7%
CGBD.NASDAQ-22.1k-6.8-300.8k11-15$18.0457.8%
FDUS.NASDAQ-334.00-0.6-6.3k17-21$20.7524.0%
MESO.NASDAQ-13.2k-3.6-40.1k2-4$17.02695.3%
MYOV.NYSE-11.4k-4.1-181.9k11-21--
OPRA.NASDAQ-958.00-2.4-4.5k4-6$19.20384.8%
PFLT.NASDAQ-20.2k-8.5-242.9k10-13--
PFLT.NYSE-20.2k-8.5-242.9k10-13$10.8613.5%
TKC.NYSE-2.3k-1.7-6.4k2-4$6.46177.3%
TPVG.NYSE-20k-9.1-260.8k10-15$7.34-29.5%
Report date: 2022-06-30
TradeCurrent
SymbolShares%Total$ RangePrice%
CGBD.NASDAQ-15.3k-4.5-214.9k12-15$18.0448.6%
CRTX.NASDAQ-2.8k-3.4-0.000-0--
FDUS.NASDAQ-1.9k-3.6-37.5k16-21$20.7526.5%
MESO.NASDAQ-11.9k-3.2-41.4k2-5$17.02695.3%
MYOV.NYSE-129.7k-31.7-1.4m8-15--
OPRA.NASDAQ-67.1k-63.1-355.2k4-7$19.20374.1%
PFLT.NASDAQ-12.2k-4.9-152.2k10-14--
PFLT.NYSE-12.2k-4.9-152.2k10-14$10.864.7%
TKC.NYSE-6.8k-4.6-22.4k2-4$6.46163.7%
TPVG.NYSE-11.5k-5.0-174.6k12-18$7.34-38.1%

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