Support PenkeSMH Capital Inc.
Portfolio
Holdings
| Symbol | Name | Country | Sector | Industry | Most recent quarter | % of Total Shares | % of Total Assets | Shares | Book Value | Market Price Value | Fundamental Score | |||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| APTO.NASDAQ | Aptose Biosciences Inc | USA | Healthcare | Biotechnology | 2024-06-30 | 0.712 | 0.097 | 657.3k | -$78.8k | $255k |
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| BQ.NYSE | Boqii Holding Limited | USA | Consumer Cyclical | Specialty Retail | 2023-09-30 | 0.069 | 0.004 | 10.5k | $22k | $4.8k |
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| BTMD.NASDAQ | biote Corp | USA | Healthcare | Medical Care Facilities | 2024-06-30 | 0.253 | 0.096 | 78.2k | -$335.1k | $391.2k |
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| CRKN.NASDAQ | Crown Electrokinetics Corp. | USA | Basic Materials | Specialty Chemicals | 2024-06-30 | 0.144 | 0.002 | 29.1k | $58.2k | $34.3k |
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| CSWC.NASDAQ | Capital Southwest Corporation | USA | Financial Services | Asset Management | 2024-06-30 | 1.369 | 2.748 | 641.4k | $10.6m | $16.2m |
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| CUE.NASDAQ | Cue Biopharma | USA | Healthcare | Biotechnology | 2024-06-30 | 0.767 | 0.147 | 346.2k | $124.2k | $283.5k |
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| EMWP.NYSE | EMWP.NYSE | - | - | - | - | 0.639 | 0.064 | 121.1k | - | - | ||||||||||||||
| ESGC.NYSE | ESGC.NYSE | - | - | - | - | 0.639 | 0.064 | 121.1k | - | - | ||||||||||||||
| FARM.NASDAQ | Farmer Bros. Co | USA | Consumer Defensive | Packaged Foods | 2024-06-30 | 0.472 | 0.044 | 100.2k | $214.9k | $189.5k |
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| FTK.NYSE | Flotek Industries Inc | USA | Energy | Oil & Gas Equipment & Services | 2024-06-30 | 0.201 | 0.041 | 59.5k | $206.4k | $283k |
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| GEL.NYSE | Genesis Energy LP | USA | Energy | Oil & Gas Midstream | 2024-06-30 | 0.413 | 1.073 | 506.2k | $6.8m | $6.8m |
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| GLP.NYSE | Global Partners LP | USA | Energy | Oil & Gas Midstream | 2024-06-30 | 0.109 | 0.224 | 36.9k | $760.5k | $1.7m |
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| LOGC.NASDAQ | Contextlogic Inc | USA | Consumer Cyclical | Internet Retail | 2024-06-30 | 0.046 | 0.001 | 15k | $87.9k | $85k |
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| LTRN.NASDAQ | Lantern Pharma Inc | USA | Healthcare | Biotechnology | 2024-06-30 | 3.37 | 0.422 | 365.9k | $1m | $1.3m |
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| LVOX.NASDAQ | LVOX.NASDAQ | - | - | - | - | 0.217 | 0.139 | 205k | - | - | ||||||||||||||
| MAIN.NYSE | Main Street Capital Corporation | USA | Financial Services | Asset Management | 2024-06-30 | 0.237 | 1.713 | 206.6k | $6.1m | $10.4m |
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| MARK.NASDAQ | Remark Holdings Inc | USA | Technology | Software - Infrastructure | 2024-06-30 | 0.058 | 0.004 | 65k | -$59.1k | $6.6k |
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| ORTX.NASDAQ | ORTX.NASDAQ | - | - | - | - | 0.045 | 0.019 | 10.2k | - | - | ||||||||||||||
| OUST.NYSE | Ouster Inc | USA | Technology | Electronic Components | 2024-06-30 | 0.003 | 0.003 | 10k | $35.3k | $61.6k |
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| PGEN.NASDAQ | Precigen Inc | USA | Healthcare | Biotechnology | 2024-06-30 | 0.221 | 0.145 | 559.5k | $82.8k | $540.4k |
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| PIII.NASDAQ | P3 Health Partners Inc | USA | Healthcare | Medical Care Facilities | 2024-06-30 | 0.088 | 0.011 | 142.9k | $322.4k | $53.7k |
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| QTEK.NASDAQ | QTEK.NASDAQ | - | - | - | - | 0.18 | 0.007 | 50k | - | - | ||||||||||||||
| QURE.NASDAQ | Uniqure NV | USA | Healthcare | Biotechnology | 2024-06-30 | 0.77 | 0.475 | 368k | $733.9k | $1.6m |
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| ROCR.NASDAQ | ROCR.NASDAQ | - | - | - | - | 4.35 | 1.104 | 643k | - | - | ||||||||||||||
| RSVR.NASDAQ | Reservoir Media Inc | USA | Communication Services | Entertainment | 2024-06-30 | 1.183 | 0.998 | 769.5k | $4.1m | $5.8m |
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| SERA.NASDAQ | Sera Prognostics Inc | USA | Healthcare | Medical Devices | 2024-06-30 | 1.42 | 0.17 | 445.1k | $807.4k | $3m |
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| SGMA.NASDAQ | SigmaTron International Inc | USA | Technology | Electronic Components | 2024-07-31 | 0.213 | 0.009 | 13k | $133.5k | $41.4k |
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| SMED.NASDAQ | SMED.NASDAQ | - | - | - | - | 1.74 | 0.216 | 338k | - | - | ||||||||||||||
| SMED.PINK | SMED.PINK | - | - | - | - | 1.74 | 0.216 | 338k | - | - | ||||||||||||||
| SPKE.NASDAQ | SPKE.NASDAQ | - | - | - | - | 0.193 | 0.151 | 68.5k | - | - | ||||||||||||||
| SVA.NASDAQ | SVA.NASDAQ | - | - | - | - | 0.002 | 0 | 2k | - | - | ||||||||||||||
| TELA.NASDAQ | Tela Bio Inc | USA | Healthcare | Medical Devices | 2024-06-30 | 0.502 | 0.201 | 96.1k | $11.1k | $242.3k |
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| TXMD.NASDAQ | TherapeuticsMD Inc | USA | Healthcare | Drug Manufacturers - Specialty & Generic | 2024-06-30 | 0.236 | 0.016 | 25k | $59.9k | $40k |
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| VRM.NASDAQ | Vroom Inc | USA | Consumer Cyclical | Auto & Truck Dealerships | 2024-06-30 | 0.198 | 0.087 | 277k | $6.5m | $2.7m |
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| VYGG.NYSE | VYGG.NYSE | - | - | - | - | 3.205 | 4.981 | 2.3m | - | - |
Trades
Buys
Report date: 2024-06-30
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| BTMD.NASDAQ | 78.2k | - | 482.7k | 5-8 | $5.00 | -2.9% |
Report date: 2024-03-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| CSWC.NASDAQ | 644.2k | - | 15.7m | 23-26 | $25.28 | 9.6% |
| FARM.NASDAQ | 70.1k | - | 244.1k | 3-4 | $1.89 | -32.5% |
| FTK.NYSE | 59.5k | - | 191.4k | 3-4 | $4.75 | 79.8% |
| MAIN.NYSE | 209k | - | 9.4m | 43-47 | $50.63 | 18.6% |
| PGEN.NASDAQ | 705k | - | 1m | 1-2 | $0.97 | -18.8% |
| RSVR.NASDAQ | 914.1k | - | 6.5m | 6-8 | $7.55 | 26.9% |
Report date: 2023-09-30
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | Price Range | Price | % |
| LVOX.NASDAQ | 205k | - | 0.00 | 0-0 | - | - |
Report date: 2023-06-30
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| BTMD.NASDAQ | 45.6k | - | 270.5k | 5-7 | $5.00 | -2.9% |
| PIII.NASDAQ | 122.9k | - | 333.5k | 1-6 | $0.38 | -58.3% |
Report date: 2023-03-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| BQ.NYSE | 10.5k | - | 15.4k | 1-2 | $0.46 | -33.2% |
| ORTX.NASDAQ | 10.2k | - | 17.5k | 0-6 | - | - |
| QTEK.NASDAQ | 50k | - | 0.00 | 0-0 | - | - |
| SERA.NASDAQ | 436.4k | - | 1.1m | 1-4 | $6.92 | 501.7% |
Report date: 2022-09-30
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| TXMD.NASDAQ | 40.3k | - | 328.2k | 4-12 | $1.60 | -60.3% |
Report date: 2022-03-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | Price Range | Price | % |
| SVA.NASDAQ | 2k | - | 12.9k | 6-6 | - | - |
Sells
Report date: 2023-06-30
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | Price Range | Price | % |
| BQ.AMEX | -10.5k | -100.0 | -0.00 | 0-0 | - | - |
| BQ.NYSE | -10.5k | -100.0 | -5.2k | 0-1 | $0.46 | 53.7% |
Report date: 2023-03-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | Price Range | Price | % |
| TRON.NASDAQ | -10k | -100.0 | -104.2k | 10-11 | - | - |
| TRON.PINK | -10k | -100.0 | -0.00 | 0-0 | - | - |
Report date: 2022-12-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | Price Range | Price | % |
| BITE.NYSE | -19.9k | -100.0 | -0.00 | 0-0 | - | - |
| BITE.NYSE MKT | -19.9k | -100.0 | -199.6k | 10-11 | - | - |
| BQ.NYSE | -89.7k | -100.0 | -111.4k | 1-2 | $0.46 | -53.9% |
| PGRW.NASDAQ | -31.5k | -100.0 | -0.00 | 0-0 | - | - |
Report date: 2022-03-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | Price Range | Price | % |
| BEDU.NYSE | -10.5k | -100.0 | -9.8k | 1-1 | - | - |
| CELP.NYSE | -15.4k | -100.0 | -0.00 | 0-0 | - | - |
| EDTK.NASDAQ | -16.9k | -100.0 | -21.8k | 1-2 | - | - |
| EJFA.NASDAQ | -12k | -100.0 | -0.00 | 0-0 | - | - |
| FAMI.NASDAQ | -71.5k | -100.0 | -13.6k | 0-0 | - | - |
| FORD.NASDAQ | -10.1k | -100.0 | -16.1k | 1-2 | - | - |
| GSMG.NASDAQ | -13.4k | -100.0 | -14.4k | 1-1 | - | - |
| IFBD.NASDAQ | -14k | -100.0 | -11.9k | 1-1 | - | - |
| IO.NYSE | -14.1k | -100.0 | -0.00 | 0-0 | - | - |
| MDRR.NASDAQ | -16.2k | -100.0 | -16.9k | 1-2 | - | - |
| METX.NASDAQ | -63.7k | -100.0 | -12.2k | 0-0 | - | - |
| REDU.NASDAQ | -29.8k | -100.0 | -0.00 | 0-0 | - | - |
| SGRP.NASDAQ | -13.5k | -100.0 | -17k | 1-1 | - | - |
| STAF.NASDAQ | -17k | -100.0 | -13.7k | 1-1 | - | - |
| TOPS.NASDAQ | -17.1k | -100.0 | -16.5k | 1-2 | - | - |
Adds
Report date: 2024-06-30
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| FARM.NASDAQ | 30.1k | 42.9 | 92.5k | 3-4 | $1.89 | -28.1% |
| PIII.NASDAQ | 20k | 16.3 | 11.9k | 0-1 | $0.38 | -14.5% |
Report date: 2023-09-30
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| CUE.NASDAQ | 289.7k | 513.6 | 944.9k | 2-5 | $0.82 | -62.8% |
| QURE.NASDAQ | 300k | 440.8 | 2.7m | 7-12 | $4.56 | -31.3% |
| RSVR.NASDAQ | 219.2k | 22.8 | 1.2m | 5-6 | $7.55 | 45.5% |
| SERA.NASDAQ | 81.9k | 22.6 | 196.9k | 2-4 | $6.92 | 355.3% |
Report date: 2023-06-30
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| MAIN.NYSE | 1.3k | 0.6 | 52.7k | 38-41 | $50.63 | 33.5% |
Report date: 2023-03-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| CSWC.NASDAQ | 5.1k | 0.7 | 95.2k | 16-20 | $25.28 | 54.7% |
| MAIN.NYSE | 1.3k | 0.6 | 52.6k | 36-43 | $50.63 | 38.8% |
| VRM.NASDAQ | 10k | 3.7 | 10.1k | 1-2 | $9.76 | 1,151.3% |
Report date: 2022-12-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| CSWC.NASDAQ | 1.7k | 0.2 | 31.7k | 16-20 | $25.28 | 55.3% |
| RSVR.NASDAQ | 34k | 3.4 | 194.7k | 4-7 | $7.55 | 70.8% |
Report date: 2022-09-30
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| CSWC.NASDAQ | 900.00 | 0.1 | 17.3k | 17-21 | $25.28 | 51.4% |
| CUE.NASDAQ | 111.8k | 15.2 | 320k | 2-3 | $0.82 | -62.8% |
| RSVR.NASDAQ | 41.7k | 4.3 | 267.2k | 5-8 | $7.55 | 57.3% |
| SERA.NASDAQ | 176.7k | 14.6 | 355.2k | 2-3 | $6.92 | 361.3% |
Report date: 2022-06-30
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | Price Range | Price | % |
| EMWP.NYSE | 30k | 32.9 | 68.2k | 1-4 | - | - |
| ESGC.NYSE | 30k | 32.9 | 0.00 | 0-0 | - | - |
| SERA.NASDAQ | 582k | 92.3 | 1.1m | 1-4 | $6.92 | 501.7% |
| VYGG.NYSE | 1.8m | 457.4 | 18.7m | 10-10 | - | - |
Reduces
Report date: 2024-06-30
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| CSWC.NASDAQ | -2.7k | -0.4 | -70.2k | 24-27 | $25.28 | 5.0% |
| MAIN.NYSE | -2.4k | -1.2 | -118k | 46-51 | $50.63 | 9.8% |
| PGEN.NASDAQ | -145.5k | -20.6 | -211.2k | 1-2 | $0.97 | -19.5% |
| RSVR.NASDAQ | -144.6k | -15.8 | -1.1m | 7-9 | $7.55 | 10.5% |
Report date: 2023-09-30
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| CSWC.NASDAQ | -30.9k | -4.4 | -668.6k | 20-23 | $25.28 | 29.0% |
| GEL.NYSE | -21.4k | -4.1 | -211.5k | 8-11 | $13.56 | 68.4% |
| MAIN.NYSE | -989.00 | -0.5 | -40.3k | 39-43 | $50.63 | 28.4% |
Report date: 2023-06-30
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| CSWC.NASDAQ | -22.9k | -3.2 | -423k | 17-20 | $25.28 | 46.8% |
| RSVR.NASDAQ | -17.6k | -1.8 | -111.6k | 6-7 | $7.55 | 30.6% |
| SERA.NASDAQ | -73.2k | -16.8 | -252.2k | 3-4 | $6.92 | 130.7% |
| TXMD.NASDAQ | -8.5k | -25.5 | -33.5k | 3-5 | $1.60 | -51.5% |
Report date: 2023-03-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| RSVR.NASDAQ | -64.9k | -6.2 | -430.6k | 5-8 | $7.55 | 39.8% |
| TXMD.NASDAQ | -6.8k | -16.9 | -32.7k | 3-6 | $1.60 | -50.8% |
Report date: 2022-09-30
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| APTO.NASDAQ | -366.8k | -35.8 | -280.9k | 1-1 | $0.39 | -28.1% |
| LTRN.NASDAQ | -100.00 | 0.0 | -538.04 | 5-7 | $3.60 | -21.1% |
| MAIN.NYSE | -30.6k | -12.1 | -1.2m | 33-46 | $50.63 | 53.7% |
| QTEK.NASDAQ | -10k | -16.7 | -15.6k | 1-2 | - | - |
Report date: 2022-06-30
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| APTO.NASDAQ | -1.3m | -56.3 | -1.4m | 1-2 | $0.39 | -47.1% |
| BQ.NYSE | -6.00 | 0.0 | -12.14 | 1-3 | $0.46 | -65.4% |
| CRKN.NASDAQ | -5k | -14.7 | -5.8k | 1-2 | $1.18 | 90.3% |
| CSWC.NASDAQ | -22.4k | -3.0 | -494.6k | 18-24 | $25.28 | 42.1% |
| CUE.NASDAQ | -136.8k | -15.7 | -537.2k | 2-6 | $0.82 | -66.6% |
| LTRN.NASDAQ | -18.1k | -4.7 | -109.1k | 5-8 | $3.60 | -24.4% |
| MAIN.NYSE | -9.9k | -3.8 | -388.9k | 34-44 | $50.63 | 47.4% |
| RSVR.NASDAQ | -90.5k | -8.6 | -713.8k | 6-10 | $7.55 | 27.3% |
| SMED.NASDAQ | -6k | -1.7 | -0.00 | 0-0 | - | - |
| SMED.PINK | -6k | -1.7 | -0.00 | 0-0 | - | - |
| TELA.NASDAQ | -9k | -8.6 | -75.6k | 5-12 | $2.52 | -51.1% |
Report date: 2021-12-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | Price Range | Price | % |
| ROCR.NASDAQ | -17.1k | -2.6 | -0.00 | 0-0 | - | - |
Report date: 2021-06-30
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | Price Range | Price | % |
| SPKE.NASDAQ | -73k | -51.6 | -0.00 | 0-0 | - | - |
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