Support PenkeSound Income Strategies
Portfolio
Holdings
| Symbol | Name | Country | Sector | Industry | Most recent quarter | % of Total Shares | % of Total Assets | Shares | Book Value | Market Price Value | Fundamental Score | |||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| AQB.NASDAQ | AquaBounty Technologies Inc | USA | Consumer Defensive | Farm Products | 2024-09-30 | 0.006 | 0 | 211.00 | $5.4m | $211.00 |
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| ARCC.NASDAQ | Ares Capital Corporation | USA | Financial Services | Asset Management | 2024-09-30 | 0.343 | 2.988 | 2.2m | $43.8m | $47.6m |
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| BXSL.NYSE | BXSL.NYSE | - | - | - | - | 0.378 | 1.453 | 759.6k | - | - | ||||||||||||||
| CANG.NYSE | Cango Inc | USA | Consumer Cyclical | Auto & Truck Dealerships | 2024-06-30 | 0.004 | 0.001 | 4k | $17.3k | $15k |
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| CRT.NYSE | Cross Timbers Royalty Trust | USA | Energy | Oil & Gas E&P | 2024-09-30 | 0.001 | 0 | 44.00 | $18.70 | $436.48 |
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| CSWC.NASDAQ | Capital Southwest Corporation | USA | Financial Services | Asset Management | 2024-09-30 | 1.179 | 0.915 | 562k | $9.3m | $12.8m |
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| EDRY.NASDAQ | EuroDry Ltd | USA | Industrials | Marine Shipping | 2024-06-30 | 0.002 | 0 | 42.00 | $1.7k | $650.58 |
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| FEMY.NASDAQ | Femasys Inc | USA | Healthcare | Medical Instruments & Supplies | 2024-06-30 | 0.18 | 0.078 | 38.8k | $19.6k | $37k |
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| FLGC.NASDAQ | Flora Growth Corp | USA | Healthcare | Drug Manufacturers - Specialty & Generic | 2024-06-30 | 0 | 0 | 22.00 | $13.62 | $25.74 |
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| GBDC.NASDAQ | Golub Capital BDC Inc | USA | Financial Services | Asset Management | 2024-06-30 | 1.09 | 2.803 | 2.8m | $44.1m | $44.3m |
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| GMRE.NYSE | Global Medical REIT Inc | USA | Real Estate | REIT - Healthcare Facilities | 2024-06-30 | 1.639 | 0.703 | 1m | $9.4m | $9.2m |
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| GNL.NYSE | Global Net Lease, Inc. | USA | Real Estate | REIT - Diversified | 2024-06-30 | 0.324 | 0.606 | 746k | $7.8m | $5.4m |
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| HTGC.NYSE | Hercules Capital Inc | USA | Financial Services | Asset Management | 2024-09-30 | 1.685 | 3.46 | 2.7m | $31.2m | $51.7m |
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| LEXX.NASDAQ | Lexaria Bioscience Corp | USA | Healthcare | Biotechnology | 2024-05-31 | 0 | 0 | 22.00 | $12.28 | $44.88 |
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| MAIN.NYSE | Main Street Capital Corporation | USA | Financial Services | Asset Management | 2024-06-30 | 0.404 | 1.134 | 351.3k | $10.4m | $18.3m |
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| MNDO.NASDAQ | MIND CTI Ltd | USA | Technology | Software - Application | 2024-06-30 | 0.001 | 0 | 200.00 | $224.60 | $395.00 |
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| OPA.NYSE | OPA.NYSE | - | - | - | - | 54.18 | 10.56 | 6.2m | - | - | ||||||||||||||
| ORCC.NYSE | ORCC.NYSE | - | - | - | - | 0.583 | 3.133 | 2.2m | - | - | ||||||||||||||
| PFLT.NASDAQ | PFLT.NASDAQ | - | - | - | - | 5.762 | 3.305 | 2.8m | - | - | ||||||||||||||
| PFLT.NYSE | PennantPark Floating Rate Capital Ltd | USA | Financial Services | Asset Management | 2024-06-30 | 4.036 | 2.207 | 2.9m | $32.9m | $32.6m |
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| PINE.NYSE | Alpine Income Property Trust Inc | USA | Real Estate | REIT - Retail | 2024-09-30 | 5.573 | 0.932 | 795.4k | $14.4m | $14m |
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| PPBT.NASDAQ | Purple Biotech | USA | Healthcare | Biotechnology | 2024-06-30 | 0 | 0 | 100.00 | $106.70 | $250.50 |
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| RVPH.NASDAQ | Reviva Pharmaceuticals Holdings Inc. | USA | Healthcare | Biotechnology | 2024-06-30 | 0.091 | 0.003 | 30k | -$5.4k | $33.7k |
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| SOBR.NASDAQ | Sobr Safe Inc | USA | Technology | Scientific & Technical Instruments | 2024-06-30 | 0.002 | 0 | 702.00 | $76.52 | $2.9k |
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| SOS.NYSE | SOS Limited | USA | Financial Services | Capital Markets | 2024-06-30 | 0.003 | 0 | 500.00 | $3.1k | $405.50 |
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| THMO.NASDAQ | Thermogenesis Holdings Inc | USA | Healthcare | Medical Devices | 2024-03-31 | 0 | 0 | 3.00 | -$0.68 | $0.00 |
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| TPVG.NYSE | Triplepoint Venture Growth BDC Corp | USA | Financial Services | Asset Management | 2024-09-30 | 1.988 | 0.924 | 703.7k | $6.3m | $5.5m |
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| TSLX.NYSE | Sixth Street Specialty Lending Inc | USA | Financial Services | Asset Management | 2024-09-30 | 2.347 | 2.884 | 2.1m | $82.5b | $44.4m |
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| VHC.NYSE | VirnetX Holding Corp | USA | Technology | Software - Infrastructure | 2024-06-30 | 0.011 | 0 | 8.1k | $105.8k | $47.3k |
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| WHF.NASDAQ | WhiteHorse Finance | USA | Financial Services | Asset Management | 2024-09-30 | 3.851 | 0.667 | 895k | $11.4m | $9.5m |
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| XRX.NASDAQ | Xerox Corp | USA | Technology | Information Technology Services | 2024-09-30 | 0.831 | 0.69 | 1m | $12.7m | $8.7m |
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Trades
Buys
Report date: 2024-06-30
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| CANG.NYSE | 4k | - | 6.1k | 1-2 | $3.76 | 184.8% |
| EDRY.NASDAQ | 42.00 | - | 900.22 | 19-25 | $15.49 | -18.5% |
| RVPH.NASDAQ | 30k | - | 68.1k | 1-4 | $1.13 | -7.0% |
| SOS.NYSE | 500.00 | - | 534.51 | 1-2 | $0.81 | 8.1% |
Report date: 2024-03-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| AQB.NASDAQ | 211.00 | - | 490.36 | 2-3 | $1.00 | -46.5% |
Report date: 2023-12-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| LEXX.NASDAQ | 22.00 | - | 28.32 | 1-2 | $2.04 | 140.0% |
| PPBT.NASDAQ | 100.00 | - | 110.68 | 1-2 | $2.51 | 284.2% |
Report date: 2023-09-30
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| FEMY.NASDAQ | 38.8k | - | 20.3k | 0-4 | $0.95 | 284.3% |
| OPA.NYSE | 6.2m | - | 0.00 | 0-0 | - | - |
| THMO.NASDAQ | 3.00 | - | 3.84 | 1-2 | $0.00 | -99.9% |
Report date: 2023-06-30
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| FLGC.NASDAQ | 22.00 | - | 19.94 | 0-4 | $1.17 | 584.2% |
| MNDO.NASDAQ | 200.00 | - | 390.19 | 2-2 | $1.98 | 4.5% |
Report date: 2023-03-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| PINE.NYSE | 442.7k | - | 8.2m | 16-21 | $17.64 | 12.6% |
| SOBR.NASDAQ | 702.00 | - | 1.2k | 1-3 | $4.20 | 393.0% |
Sells
Report date: 2024-09-30
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| PPBT.NASDAQ | -5.00 | -100.0 | -6.53 | 0-8 | $2.51 | 646.4% |
Report date: 2024-06-30
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | Price Range | Price | % |
| TCRT.NASDAQ | -48.00 | -100.0 | -57.26 | 1-2 | - | - |
Report date: 2023-12-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| MNDO.NASDAQ | -200.00 | -100.0 | -379.48 | 2-2 | $1.98 | 8.5% |
| THMO.NASDAQ | -3.00 | -100.0 | -2.88 | 1-1 | $0.00 | -99.8% |
| THMO.OTCMKTS | -3.00 | -100.0 | -0.00 | 0-0 | - | - |
Report date: 2023-09-30
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| FLGC.NASDAQ | -22.00 | -100.0 | -51.23 | 1-5 | $1.17 | 11.4% |
Adds
Report date: 2024-09-30
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| ARCC.NASDAQ | 79k | 3.7 | 1.6m | 19-21 | $21.51 | 11.3% |
| CSWC.NASDAQ | 6.6k | 1.2 | 169.5k | 23-27 | $22.88 | 0.8% |
| GBDC.NASDAQ | 137.8k | 5.0 | 2m | 14-16 | $15.40 | 9.6% |
| HTGC.NYSE | 47.6k | 1.8 | 938.9k | 17-22 | $18.92 | 11.6% |
| PFLT.NYSE | 306.6k | 11.5 | 3.4m | 10-12 | $11.03 | 7.3% |
| PINE.NYSE | 60.6k | 8.3 | 1m | 15-19 | $17.64 | 18.7% |
| TSLX.NYSE | 53.9k | 2.5 | 1.1m | 20-22 | $20.36 | 4.4% |
| WHF.NASDAQ | 39.8k | 4.7 | 473.9k | 11-13 | $10.62 | -3.0% |
| XRX.NASDAQ | 225.6k | 27.9 | 2.4m | 10-12 | $8.43 | -11.4% |
Report date: 2024-06-30
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| ARCC.NASDAQ | 78.1k | 3.8 | 1.6m | 20-22 | $21.51 | 6.9% |
| BXSL.NYSE | 759.1k | 140,837.8 | 0.00 | 0-0 | - | - |
| CSWC.NASDAQ | 5.7k | 1.0 | 147.1k | 24-27 | $22.88 | -5.0% |
| GBDC.NASDAQ | 83.1k | 3.1 | 1.3m | 15-18 | $15.40 | -0.2% |
| HTGC.NYSE | 35.5k | 1.3 | 683.9k | 18-21 | $18.92 | 6.1% |
| PINE.NYSE | 80.7k | 12.3 | 1.2m | 14-16 | $17.64 | 23.1% |
| TSLX.NYSE | 58.8k | 2.8 | 1.2m | 20-22 | $20.36 | -0.2% |
| WHF.NASDAQ | 42.8k | 5.3 | 545.3k | 12-13 | $10.62 | -11.5% |
| XRX.NASDAQ | 55.4k | 7.4 | 804.9k | 12-18 | $8.43 | -26.7% |
Report date: 2024-03-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| ARCC.NASDAQ | 105.2k | 5.4 | 2.1m | 20-21 | $21.51 | 8.9% |
| CSWC.NASDAQ | 17.3k | 3.3 | 423k | 23-26 | $22.88 | -0.8% |
| GBDC.NASDAQ | 116.3k | 4.6 | 1.8m | 15-17 | $15.40 | 2.7% |
| GMRE.NYSE | 97.6k | 10.0 | 936.9k | 8-11 | $8.63 | 4.0% |
| HTGC.NYSE | 73.7k | 2.9 | 1.3m | 17-19 | $18.92 | 14.6% |
| MAIN.NYSE | 7.7k | 2.2 | 352k | 43-47 | $52.16 | 22.2% |
| PFLT.NYSE | 200.2k | 6.2 | 2.3m | 11-13 | $11.03 | 0.4% |
| PINE.NYSE | 79.9k | 13.9 | 1.2m | 15-17 | $17.64 | 17.9% |
| TSLX.NYSE | 80.5k | 4.1 | 1.7m | 21-22 | $20.36 | -0.7% |
| WHF.NASDAQ | 58.4k | 7.8 | 736.4k | 12-13 | $10.62 | -12.5% |
Report date: 2023-12-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| ARCC.NASDAQ | 66.8k | 3.5 | 1.3m | 19-20 | $21.51 | 16.0% |
| CSWC.NASDAQ | 7.9k | 1.5 | 176.5k | 21-24 | $22.88 | 10.4% |
| GBDC.NASDAQ | 77.1k | 3.1 | 1.1m | 14-15 | $15.40 | 10.4% |
| GMRE.NYSE | 63.8k | 7.0 | 619.1k | 8-12 | $8.63 | 2.6% |
| HTGC.NYSE | 59.2k | 2.4 | 937.5k | 15-17 | $18.92 | 26.0% |
| MAIN.NYSE | 6.8k | 2.0 | 280k | 38-44 | $52.16 | 38.3% |
| PFLT.NYSE | 118.5k | 3.8 | 1.2m | 10-12 | $11.03 | 13.8% |
| PINE.NYSE | 40.5k | 7.6 | 659.6k | 14-18 | $17.64 | 23.8% |
| TSLX.NYSE | 148.2k | 8.1 | 3m | 19-22 | $20.36 | 7.0% |
| WHF.NASDAQ | 44.4k | 6.3 | 548.9k | 11-13 | $10.62 | -7.5% |
Report date: 2023-09-30
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| ARCC.NASDAQ | 53.7k | 2.9 | 1m | 19-20 | $21.51 | 15.5% |
| CSWC.NASDAQ | 8.7k | 1.7 | 189.8k | 20-23 | $22.88 | 16.8% |
| GBDC.NASDAQ | 70.1k | 2.9 | 993.7k | 13-15 | $15.40 | 16.4% |
| GMRE.NYSE | 68.7k | 8.1 | 658.4k | 9-10 | $8.63 | -1.5% |
| GNL.NYSE | 72.1k | 10.7 | 777k | 9-12 | $7.28 | -21.7% |
| HTGC.NYSE | 41.2k | 1.7 | 674.1k | 15-18 | $18.92 | 29.4% |
| MAIN.NYSE | 311.00 | 0.1 | 12.6k | 39-43 | $52.16 | 32.3% |
| PFLT.NYSE | 121.4k | 4.0 | 1.3m | 10-11 | $11.03 | 7.1% |
| PINE.NYSE | 37.9k | 7.7 | 638.7k | 16-18 | $17.64 | 11.6% |
| TSLX.NYSE | 49.7k | 2.8 | 992.1k | 18-21 | $20.36 | 10.4% |
| WHF.NASDAQ | 28.1k | 4.1 | 365.6k | 12-14 | $10.62 | -12.1% |
Report date: 2023-06-30
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| CSWC.NASDAQ | 22k | 4.5 | 406.5k | 17-20 | $22.88 | 32.9% |
| GBDC.NASDAQ | 109.2k | 4.8 | 1.4m | 13-14 | $15.40 | 20.5% |
| GMRE.NYSE | 94.4k | 12.6 | 853.2k | 8-10 | $8.63 | 7.1% |
| GNL.NYSE | 90.2k | 15.5 | 977.2k | 9-13 | $7.28 | -17.6% |
| HTGC.NYSE | 99.5k | 4.2 | 1.3m | 12-15 | $18.92 | 56.9% |
| MAIN.NYSE | 5.2k | 1.5 | 206.7k | 38-41 | $52.16 | 37.6% |
| ORCC.NYSE | 128.4k | 6.0 | 0.00 | 0-0 | - | - |
| PFLT.NYSE | 140.8k | 4.9 | 1.5m | 10-11 | $11.03 | 7.5% |
| PINE.NYSE | 52.7k | 11.9 | 840k | 15-17 | $17.64 | 17.4% |
| TSLX.NYSE | 79.7k | 4.7 | 1.4m | 17-19 | $20.36 | 17.6% |
| WHF.NASDAQ | 42.9k | 6.7 | 524.5k | 11-13 | $10.62 | -4.6% |
Report date: 2023-03-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| CSWC.NASDAQ | 26.1k | 5.6 | 481.4k | 16-20 | $22.88 | 40.0% |
| GBDC.NASDAQ | 46.3k | 2.1 | 624.6k | 12-14 | $15.40 | 25.6% |
| GMRE.NYSE | 95.1k | 14.5 | 957.4k | 8-12 | $8.63 | 7.3% |
| GNL.NYSE | 66k | 12.8 | 906.6k | 12-15 | $7.28 | -37.6% |
| ORCC.NYSE | 2.1m | 56,757.9 | 27.5m | 12-14 | - | - |
| TPVG.NYSE | 64.2k | 10.1 | 750.5k | 10-13 | $7.90 | -21.8% |
| WHF.NASDAQ | 40.8k | 6.8 | 535.4k | 12-14 | $10.62 | -12.5% |
Reduces
Report date: 2024-09-30
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| MAIN.NYSE | -4.4k | -1.3 | -222.6k | 45-52 | $52.16 | 15.9% |
Report date: 2024-06-30
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| MAIN.NYSE | -3.9k | -1.1 | -192.7k | 46-51 | $52.16 | 13.1% |
| PFLT.NYSE | -789.9k | -22.9 | -8.9m | 11-12 | $11.03 | -0.1% |
Report date: 2023-03-31
| Trade | Current | |||||
|---|---|---|---|---|---|---|
| Symbol | Shares | % | Total | $ Range | Price | % |
| HTGC.NYSE | -61.4k | -2.5 | -859.2k | 11-16 | $18.92 | 72.9% |
| MAIN.NYSE | -62k | -15.5 | -2.4m | 36-43 | $52.16 | 43.0% |
| PFLT.NASDAQ | -1.9k | -0.1 | -0.00 | 0-0 | - | - |
| PFLT.NYSE | -1.9k | -0.1 | -21.5k | 10-12 | $11.03 | 13.5% |
| TSLX.NYSE | -7.8k | -0.5 | -145.8k | 17-20 | $20.36 | 20.8% |
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