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Altium Capital Management, LP

Portfolio

Holdings

Most recent quarter

% of Total Shares

% of Total Assets

Shares

Book Value

Market Price Value

Fundamental Score

Abeona Therapeutics Inc

2024-09-30

0.633

0.17

108.6k

$103.4k

$605.4k

Acumen Pharmaceuticals Inc

2024-09-30

1.122

1.407

650k

$2.3m

$1.1m

Achieve Life Sciences Inc

2024-09-30

0.63

0.415

216.3k

$197.2k

$761.4k

ADMA Biologics Inc

2024-09-30

1.205

5.084

2.7m

$2.5m

$46.6m

ADMS.NASDAQ

-

-

-

-

1.366

0.806

625.4k

-

-

2024-09-30

0.603

0.68

900k

$977.4k

$1m

AHAC.NASDAQ

-

-

-

-

2.139

0.65

275k

-

-

Akoya Biosciences Inc

Medical Instruments & Supplies

2024-09-30

1.022

2.27

500k

$137.5k

$1.1m

ALIM.NASDAQ

-

-

-

-

3.953

4.877

2.1m

-

-

Applied DNA Sciences Inc

Diagnostics & Research

2024-09-30

0.171

0.014

86.1k

$14.7k

$17.5k

Aprea Therapeutics Inc

2024-09-30

2.526

0.228

137.1k

$506.9k

$451.3k

Aquestive Therapeutics Inc

Drug Manufacturers - Specialty & Generic

2024-09-30

0.731

1.121

665k

-$331.1k

$2.3m

Astria Therapeutics Inc

2024-09-30

1.329

3.806

730k

$4.4m

$6.5m

Avadel Pharmaceuticals PLC

Drug Manufacturers - Specialty & Generic

2024-09-30

0.635

3.499

610k

$472.7k

$6.4m

2024-09-30

1.471

1.561

553k

$262.6k

$326.8k

2024-09-30

3.774

0.63

3m

$2.3m

$6m

2024-09-30

3.705

1.122

2.2m

$230.2k

$487.8k

Benitec Biopharma Ltd ADR

2024-09-30

2.354

0.09

658.7k

$1.3m

$8.3m

Capricor Therapeutics Inc

2024-09-30

0.627

1.276

285k

$427.7k

$3.9m

Cara Therapeutic

2024-09-30

0.657

1.291

353.2k

$4.5k

$2.1m

CBAY.NASDAQ

-

-

-

-

1.054

3.266

1m

-

-

Software - Infrastructure

2024-06-30

1.95

0.031

339.9k

$3.2m

$982.4k

CLAY.NASDAQ

-

-

-

-

6.773

0.799

200k

-

-

Cellectar Biosciences Inc

2024-09-30

0.521

0.135

215k

$78.9k

$64.2k

Context Therapeutics Inc

2024-09-30

0.48

0.295

360k

$375.1k

$378k

Corbus Pharmaceuticals Holding

2024-09-30

1.601

1.184

195k

$2.4m

$2.3m

CSSE.NASDAQ

-

-

-

-

0.691

0.236

212.1k

-

-

CytomX Therapeutics Inc

2024-09-30

1.169

0.318

915k

-$251.6k

$942.4k

Medical Devices

2024-09-30

0.988

1.061

205k

$550.6k

$2.5m

Cyclacel Pharmaceuticals Inc

2024-09-30

2.881

0.069

37.9k

-$5.8k

$14.2k

Digital Brands Group Inc

Consumer Cyclical

2024-09-30

1.864

0.078

1m

$9k

$1.8m

Doubledown Interactive Co Ltd

Communication Services

Electronic Gaming & Multimedia

2024-09-30

0.123

0.304

60.8k

$1m

$635.5k

DiaMedica Therapeutics Inc

2024-09-30

0.758

0.555

287.6k

$322.7k

$1.5m

EIGR.NASDAQ

-

-

-

-

0.998

1.215

440k

-

-

Esperion Therapeutics Inc

Drug Manufacturers - Specialty & Generic

2024-09-30

1.578

2.96

1.1m

-$2.1m

$2.5m

EUCR.NASDAQ

-

-

-

-

9.51

1.469

400k

-

-

Evoke Pharma Inc

Drug Manufacturers - Specialty & Generic

2024-09-30

7.374

0.175

724.9k

$2.1m

$3.2m

Eyepoint Pharmaceuticals Inc

2024-09-30

0.659

0.651

224.5k

$719.6k

$1.6m

Fortress Biotech Inc

2024-09-30

2.205

0.828

405.1k

-$187.1k

$820.3k

GIW.NASDAQ

-

-

-

-

0.738

0.804

200k

-

-

GRIL.NASDAQ

-

-

-

-

6.14

0.244

1.7m

-

-

HSAQ.NASDAQ

-

-

-

-

0.089

0.036

10k

-

-

HYRE.NASDAQ

-

-

-

-

5.55

0.364

1.6m

-

-

Jasper Therapeutics Inc

2024-09-30

1.905

1.047

2.8m

$15.9m

$61.3m

JYAC.NASDAQ

-

-

-

-

1.487

0.731

200k

-

-

Karyopharm Therapeutics Inc

2024-09-30

0.877

1.263

700k

-$885.5k

$473.2k

Repro Med Systems Inc

Medical Instruments & Supplies

2024-09-30

1.502

1.605

685k

$265k

$2.6m

LAAA.NASDAQ

-

-

-

-

2.819

0.799

200k

-

-

LBBB.NASDAQ

-

-

-

-

2.188

0.739

200k

-

-

LIAN.NASDAQ

-

-

-

-

0.291

0.273

315.1k

-

-

Snow Lake Resources Ltd

Basic Materials

Other Industrial Metals & Mining

2024-06-30

1.08

0.151

219.3k

$120k

$210.6k

Larimar Therapeutics Inc

2024-09-30

1.086

1.336

693k

$2.1m

$2.6m

LSAQ.NASDAQ

-

-

-

-

2.497

0.58

250k

-

-

Medical Devices

2024-09-30

1.266

1.22

500k

$1.1m

$3.3m

MBTC.NASDAQ

-

-

-

-

9.391

1.894

500k

-

-

2024-09-30

0.296

0.187

27.2k

$86.5k

$485.6k

MiMedx Group Inc

2024-09-30

0.644

1.416

748k

$912.5k

$7.1m

Milestone Pharmaceuticals Inc

2024-09-30

0.825

0.197

440k

$159.7k

$1m

Coliseum Acquisition Corp. Class A Ordinary Share

Financial Services

Shell Companies

2024-09-30

0.883

0.484

85k

$227.8k

$978.3k

Healthcare Plans

2024-09-30

1.51

0.153

117.8k

-$236.2k

$116.6k

enVVeno Medical Corp

Medical Devices

2024-09-30

1.363

0.236

238.9k

$645.3k

$721.5k

2024-09-30

0.807

0.686

2.3m

$326.6k

$1.8m

Ocular Therapeutix Inc

2024-09-30

0.672

0.787

517.1k

$1m

$4.4m

OHAA.NASDAQ

-

-

-

-

0.886

0.388

50k

-

-

Olema Pharmaceuticals Inc

2024-09-30

1.057

2.711

605k

$1.6m

$3.5m

Oric Pharmaceuticals Inc

2024-09-30

1.003

4.222

676k

$2.6m

$5.4m

OUTLOOK THERAPEUTICS INC

2024-06-30

2.289

0.851

541.5k

-$330.3k

$1m

Palisade Bio Inc

2024-09-30

7.321

0.205

5.6m

$13.4m

$9.3m

Panbela Therapeutics Inc

2024-09-30

0.395

0.082

335.3k

-$1.2m

$114k

PEPG.NASDAQ

-

-

-

-

0.168

0.272

40k

-

-

PEPL.NASDAQ

-

-

-

-

1.975

0.791

100k

-

-

PRAX.NASDAQ

-

-

-

-

0.332

0.58

650k

-

-

QNRX.NASDAQ

-

-

-

-

2.591

0.024

103.1k

-

-

REAL.NASDAQ

-

-

-

-

1.158

1.174

1.2m

-

-

REVB.NASDAQ

-

-

-

-

0.615

0.027

37.1k

-

-

RXST.NASDAQ

-

-

-

-

0.15

0.326

50.5k

-

-

RZLT.NASDAQ

-

-

-

-

2.934

2.427

1.7m

-

-

SPRB.NASDAQ

-

-

-

-

1.964

0.171

811.1k

-

-

SVRA.NASDAQ

-

-

-

-

0.918

1.966

1.5m

-

-

SYRS.NASDAQ

-

-

-

-

1.544

0.575

315k

-

-

TGVC.NASDAQ

-

-

-

-

4.67

1.149

200k

-

-

TMPM.NASDAQ

-

-

-

-

2.01

0.931

254k

-

-

TNXP.NASDAQ

-

-

-

-

0.565

0.148

540k

-

-

TPST.NASDAQ

-

-

-

-

1.249

0.225

545k

-

-

TRKA.NASDAQ

-

-

-

-

0.776

0.158

2.6m

-

-

TRVI.NASDAQ

-

-

-

-

1.779

0.602

1m

-

-

TSHA.NASDAQ

-

-

-

-

0.56

0.412

359k

-

-

UNCY.NASDAQ

-

-

-

-

1.419

0.177

1.4m

-

-

VEEE.NASDAQ

-

-

-

-

0.712

0.061

67.7k

-

-

VERA.NASDAQ

-

-

-

-

1.08

8.9

684k

-

-

VERU.NASDAQ

-

-

-

-

1.386

0.459

2m

-

-

VRNA.NASDAQ

-

-

-

-

0.534

1.514

404k

-

-

VSTM.NASDAQ

-

-

-

-

1.495

0.935

3m

-

-

WAVS.NASDAQ

-

-

-

-

2.812

0.788

100k

-

-

ZEV.NYSE

-

-

-

-

0.515

0.108

581.8k

-

-

Trades

Buys

Report date: 2024-09-30

Trade					Current
Symbol	Shares	%	Total	$ Range	Price	%
CAPR.NASDAQ	285k	-	1.4m	4-16	$13.80	292.0%
CLRB.NASDAQ	215k	-	472.5k	2-3	$0.30	-83.6%
CRBP.NASDAQ	195k	-	9.9m	17-62	$11.80	-30.6%
CTMX.NASDAQ	915k	-	1.1m	1-2	$1.03	-5.5%
LUNG.NASDAQ	500k	-	3.6m	5-9	$6.79	24.4%
NVNO.NASDAQ	238.9k	-	1.2m	3-6	$3.02	-6.8%
OCGN.NASDAQ	2.3m	-	3.2m	1-2	$0.81	-14.0%
TPST.NASDAQ	545k	-	858.4k	1-2	-	-
UNCY.NASDAQ	1.4m	-	591.5k	0-1	-	-

Report date: 2024-06-30

Trade					Current
Symbol	Shares	%	Total	$ Range	Price	%
APDN.NASDAQ	86.1k	-	122.9k	0-5	$0.20	-7.3%
APRE.NASDAQ	137.1k	-	707.2k	4-7	$3.29	-14.5%
AVDL.NASDAQ	610k	-	9.9m	13-19	$10.51	-21.7%
CETX.NASDAQ	339.9k	-	425.2k	0-4	$2.89	1,276.2%
CNTX.NASDAQ	360k	-	620.5k	1-2	$1.05	-14.6%
OTLK.NASDAQ	501.7k	-	4m	7-13	$1.89	-71.6%
RZLT.NASDAQ	1.7m	-	5.8m	2-6	-	-

Report date: 2024-03-31

Trade					Current
Symbol	Shares	%	Total	$ Range	Price	%
ACHV.NASDAQ	835.4k	-	3.7m	4-5	$3.52	-6.1%
AQST.NASDAQ	665k	-	2.2m	2-6	$3.56	82.6%
BIVI.NASDAQ	3m	-	3m	0-3	$2.00	315.6%
EVOK.NASDAQ	724.9k	-	513.2k	1-1	$4.42	692.5%
LRMR.NASDAQ	695k	-	5.4m	4-14	$3.87	-5.4%
MIST.NASDAQ	1.2m	-	1.9m	1-2	$2.36	77.4%
QNRX.NASDAQ	66.2k	-	186.7k	1-6	-	-
REAL.NASDAQ	800k	-	1.9m	2-4	-	-
SPRB.NASDAQ	1.1m	-	3.8m	1-6	-	-

Report date: 2023-12-31

Trade					Current
Symbol	Shares	%	Total	$ Range	Price	%
CYCC.NASDAQ	37.9k	-	30.7k	0-4	$0.38	62.8%
FBIO.NASDAQ	405.1k	-	902.2k	0-5	$2.03	623.2%
NVNO.NASDAQ	344.4k	-	1.5m	3-6	$3.02	-11.2%
SVRA.NASDAQ	1.3m	-	5.1m	3-5	-	-
TNXP.NASDAQ	540k	-	271.6k	0-1	-	-
VERU.NASDAQ	2m	-	1.7m	1-1	-	-

Report date: 2023-09-30

Trade					Current
Symbol	Shares	%	Total	$ Range	Price	%
ABOS.NASDAQ	650k	-	4m	4-11	$1.72	-57.0%
ALIM.NASDAQ	2.9m	-	9.6m	3-4	-	-
DMAC.NASDAQ	496k	-	1.6m	2-4	$5.43	122.5%
LITM.NASDAQ	219.3k	-	419.9k	1-3	$0.96	-4.0%

Report date: 2023-06-30

Trade					Current
Symbol	Shares	%	Total	$ Range	Price	%
JSPR.NASDAQ	2.8m	-	4.2m	1-2	$21.38	1,775.4%
MRAI.NASDAQ	117.8k	-	90.9k	0-3	$0.99	139.7%
OLMA.NASDAQ	310k	-	1.8m	3-10	$5.83	94.3%
PRAX.NASDAQ	1.4m	-	1.4m	1-1	-	-

Report date: 2023-03-31

Trade					Current
Symbol	Shares	%	Total	$ Range	Price	%
AVDL.NASDAQ	500k	-	4.1m	6-10	$10.51	65.5%
CSSE.NASDAQ	212.1k	-	998.4k	2-7	-	-
CVRX.NASDAQ	205k	-	2.7m	7-20	$12.67	92.8%
MDXG.NASDAQ	748k	-	2.8m	3-5	$9.62	241.1%
PBLA.NASDAQ	335.3k	-	389.7k	0-4	$0.34	365.8%
REVB.NASDAQ	37.1k	-	74.4k	0-11	-	-
TGVC.NASDAQ	200k	-	2m	10-10	-	-
WAVS.NASDAQ	100k	-	1m	10-12	-	-

Report date: 2022-12-31

Trade					Current
Symbol	Shares	%	Total	$ Range	Price	%
ABEO.NASDAQ	108.6k	-	406.5k	2-6	$5.57	138.0%
HYRE.NASDAQ	1.6m	-	1m	0-1	-	-
OTLK.NASDAQ	3.3m	-	3.6m	1-1	$1.89	136.3%
RXST.NASDAQ	50.5k	-	615.3k	10-15	-	-
SYRS.NASDAQ	315k	-	1.3m	3-7	-	-
TRKA.NASDAQ	2.6m	-	588.4k	0-0	-	-
TSHA.NASDAQ	359k	-	726.9k	1-3	-	-
ZEV.NYSE	581.8k	-	557.3k	0-2	-	-

Report date: 2022-09-30

Trade					Current
Symbol	Shares	%	Total	$ Range	Price	%
AFMD.NASDAQ	900k	-	2.5m	2-3	$1.19	-38.3%
ATXS.NASDAQ	445k	-	2.9m	3-11	$8.94	219.3%
BCAB.NASDAQ	553k	-	3.5m	3-12	$0.59	-78.8%
BLRX.NASDAQ	4.1m	-	5.9m	1-2	$0.21	-74.5%
BNTC.NASDAQ	658.7k	-	496.5k	0-1	$12.63	4,096.0%
LBBB.NASDAQ	200k	-	1.9m	10-10	-	-
LRMR.NASDAQ	320k	-	798.9k	2-4	$3.87	152.9%
MDWD.NASDAQ	1.2m	-	2.3m	1-2	$17.80	1,258.8%
PALI.NASDAQ	5.6m	-	1.6m	0-1	$1.65	1,618.8%
VEEE.NASDAQ	67.7k	-	265k	2-9	-	-
VRNA.NASDAQ	404k	-	3.3m	4-15	-	-

Report date: 2022-06-30

Trade					Current
Symbol	Shares	%	Total	$ Range	Price	%
AKYA.NASDAQ	296k	-	3m	8-13	$2.29	-71.4%
DBGI.NASDAQ	1m	-	528.8k	0-2	$1.85	1,056.3%
LIAN.NASDAQ	315.1k	-	1m	2-6	-	-
PEPG.NASDAQ	80k	-	893.7k	8-17	-	-
PEPL.NASDAQ	735k	-	7.2m	10-10	-	-
RZLT.NASDAQ	411k	-	1.3m	3-4	-	-
TRVI.NASDAQ	1.2m	-	3.1m	2-4	-	-

Report date: 2021-06-30

Trade					Current
Symbol	Shares	%	Total	Price Range	Price	%
AHAC.NASDAQ	275k	-	0.00	0-0	-	-

Sells

Report date: 2024-09-30

Trade					Current
Symbol	Shares	%	Total	$ Range	Price	%
CETX.NASDAQ	-339.9k	-100.0	-58.6k	0-0	$2.89	2,501.3%
QNRX.NASDAQ	-103.1k	-100.0	-61.9k	0-1	-	-

Report date: 2024-03-31

Trade					Current
Symbol	Shares	%	Total	$ Range	Price	%
CYCC.NASDAQ	-37.9k	-100.0	-93k	2-4	$0.38	-79.3%
DDI.NASDAQ	-60.8k	-100.0	-666.4k	7-16	$10.44	45.8%

Report date: 2023-12-31

Trade					Current
Symbol	Shares	%	Total	$ Range	Price	%
LITM.NASDAQ	-219.3k	-100.0	-187.8k	0-1	$0.96	133.0%

Report date: 2023-09-30

Trade					Current
Symbol	Shares	%	Total	$ Range	Price	%
MRAI.NASDAQ	-117.8k	-100.0	-149k	1-2	$0.99	60.2%
OHAA.NASDAQ	-50k	-100.0	-0.00	0-0	-	-
PEPL.NASDAQ	-100k	-100.0	-0.00	0-0	-	-
WAVS.NASDAQ	-100k	-100.0	-1m	10-16	-	-

Report date: 2023-06-30

Trade					Current
Symbol	Shares	%	Total	$ Range	Price	%
PBLA.NASDAQ	-11.1k	-100.0	-19.3k	0-9	$0.34	61.9%
REVB.NASDAQ	-37.1k	-100.0	-40.7k	1-2	-	-

Report date: 2022-12-31

Trade					Current
Symbol	Shares	%	Total	Price Range	Price	%
GRIL.NASDAQ	-1.7m	-100.0	-924.8k	0-1	-	-
PALI.NASDAQ	-112.8k	-100.0	-171.8k	0-9	$1.65	2,650.0%
VEEE.NASDAQ	-67.7k	-100.0	-137.3k	2-3	-	-

Report date: 2022-09-30

Trade					Current
Symbol	Shares	%	Total	$ Range	Price	%
DBGI.NASDAQ	-1m	-100.0	-143.5k	0-0	$1.85	2,131.6%

Report date: 2022-06-30

Trade					Current
Symbol	Shares	%	Total	Price Range	Price	%
VQS.NASDAQ	-489.4k	-100.0	-655.6k	1-2	-	-
VQS.OTCQX	-489.4k	-100.0	-655.6k	1-2	-	-

Report date: 2022-03-31

Trade					Current
Symbol	Shares	%	Total	Price Range	Price	%
CING.NASDAQ	-83.9k	-100.0	-155.2k	1-3	-	-
HSDT.NASDAQ	-48.8k	-100.0	-200.8k	3-6	-	-
IMMX.NASDAQ	-122.3k	-100.0	-454.1k	2-9	-	-
MDXH.NASDAQ	-36.1k	-100.0	-313.5k	7-10	-	-
MYSZ.NASDAQ	-416.5k	-100.0	-158.9k	0-1	-	-
NXGL.NASDAQ	-28.5k	-100.0	-64.3k	2-4	-	-

Adds

Report date: 2024-09-30

Trade					Current
Symbol	Shares	%	Total	$ Range	Price	%
OTLK.NASDAQ	39.7k	7.9	291k	5-9	$1.89	-63.8%
REAL.NASDAQ	19.7k	1.6	59.3k	2-4	-	-

Report date: 2024-06-30

Trade					Current
Symbol	Shares	%	Total	Price Range	Price	%
QNRX.NASDAQ	36.8k	55.7	26.7k	1-1	-	-
REAL.NASDAQ	450.2k	56.3	1.6m	3-5	-	-
SVRA.NASDAQ	240k	18.0	1m	3-5	-	-
VERU.NASDAQ	164.9k	7.8	190.7k	1-2	-	-

Report date: 2024-03-31

Trade					Current
Symbol	Shares	%	Total	$ Range	Price	%
OLMA.NASDAQ	191.3k	46.3	2.4m	11-17	$5.83	-45.3%
SVRA.NASDAQ	2k	0.2	9.6k	4-6	-	-
VERA.NASDAQ	95k	15.4	3.3m	14-51	-	-
VERU.NASDAQ	111.7k	5.6	59.5k	0-1	-	-

Report date: 2023-12-31

Trade					Current
Symbol	Shares	%	Total	$ Range	Price	%
ORIC.NASDAQ	257.2k	61.5	1.8m	5-10	$8.07	53.1%
VERA.NASDAQ	281.3k	84.3	3.5m	9-17	-	-

Report date: 2023-09-30

Trade					Current
Symbol	Shares	%	Total	$ Range	Price	%
ADMA.NASDAQ	343k	14.4	1.3m	3-5	$17.15	400.7%
VERA.NASDAQ	213.6k	178.1	3.6m	13-20	-	-

Report date: 2023-03-31

Trade					Current
Symbol	Shares	%	Total	$ Range	Price	%
AKYA.NASDAQ	170k	51.5	1.7m	7-13	$2.29	-68.2%

Report date: 2022-12-31

Trade					Current
Symbol	Shares	%	Total	$ Range	Price	%
AKYA.NASDAQ	34k	11.5	418.3k	9-14	$2.29	-73.1%
ATXS.NASDAQ	910.3k	204.6	9.3m	7-15	$8.94	21.5%

Report date: 2022-06-30

Trade					Current
Symbol	Shares	%	Total	$ Range	Price	%
ADMA.NASDAQ	700k	21.2	1.3m	1-2	$17.15	1,099.3%
CARA.NASDAQ	188.2k	114.1	1.8m	7-14	$6.12	-17.3%
KPTI.NASDAQ	55k	8.5	338.4k	4-9	$0.68	-83.2%
VSTM.NASDAQ	49k	1.7	65.2k	1-2	-	-

Report date: 2021-09-30

Trade					Current
Symbol	Shares	%	Total	Price Range	Price	%
ADMS.NASDAQ	154.5k	32.8	0.00	0-0	-	-

Reduces

Report date: 2024-09-30

Trade					Current
Symbol	Shares	%	Total	$ Range	Price	%
MIST.NASDAQ	-572.3k	-56.5	-832.6k	1-2	$2.36	110.7%
VERA.NASDAQ	-30k	-4.2	-1.1m	34-47	-	-
VERU.NASDAQ	-248.1k	-10.9	-214k	1-1	-	-

Report date: 2024-06-30

Trade					Current
Symbol	Shares	%	Total	$ Range	Price	%
ACHV.NASDAQ	-619.1k	-74.1	-2.9m	4-6	$3.52	-12.4%
ALIM.NASDAQ	-400k	-15.7	-0.00	0-0	-	-
LRMR.NASDAQ	-2k	-0.3	-15.3k	6-10	$3.87	-34.5%
MIST.NASDAQ	-200.5k	-16.5	-322.2k	1-2	$2.36	93.4%
SPRB.NASDAQ	-338.8k	-29.5	-242.2k	1-1	-	-

Report date: 2024-03-31

Trade					Current
Symbol	Shares	%	Total	Price Range	Price	%
ALIM.NASDAQ	-110k	-4.1	-418.6k	3-4	-	-

Report date: 2023-12-31

Trade					Current
Symbol	Shares	%	Total	Price Range	Price	%
ALIM.NASDAQ	-274.1k	-9.3	-925.8k	3-4	-	-
ATXS.NASDAQ	-617k	-45.8	-3.4m	4-8	$8.94	109.9%
DMAC.NASDAQ	-208.3k	-42.0	-515.3k	2-3	$5.43	180.2%

Report date: 2023-09-30

Trade					Current
Symbol	Shares	%	Total	Price Range	Price	%
PRAX.NASDAQ	-775k	-54.4	-976k	1-2	-	-

Report date: 2023-03-31

Trade					Current
Symbol	Shares	%	Total	$ Range	Price	%
ATXS.NASDAQ	-8.2k	-0.6	-112k	11-16	$8.94	-15.7%
BLRX.NASDAQ	-823.9k	-26.5	-541.8k	1-1	$0.21	-61.1%
KRMD.NASDAQ	-169.9k	-19.9	-668.6k	3-4	$3.85	13.2%
PEPL.NASDAQ	-635k	-86.4	-6.4m	10-11	-	-

Report date: 2022-12-31

Trade					Current
Symbol	Shares	%	Total	$ Range	Price	%
ADMA.NASDAQ	-13.7k	-0.5	-42.2k	2-4	$17.15	611.6%
BLRX.NASDAQ	-1m	-25.2	-777.5k	1-1	$0.21	-61.1%
CBAY.NASDAQ	-725k	-41.4	-2.7m	3-6	-	-
KRMD.NASDAQ	-140.5k	-14.1	-387.2k	2-4	$3.85	80.8%
MDWD.NASDAQ	-155.1k	-85.0	-426.4k	1-14	$17.80	1,447.8%
OHAA.NASDAQ	-50k	-50.0	-499.1k	10-11	-	-

Report date: 2022-09-30

Trade					Current
Symbol	Shares	%	Total	$ Range	Price	%
ADMA.NASDAQ	-1.1m	-27.9	-2.6m	2-3	$17.15	802.6%
GRIL.NASDAQ	-25.6k	-1.4	-10.2k	0-1	-	-
OCUL.NASDAQ	-177.8k	-25.6	-893.1k	4-7	$8.54	130.2%
PEPG.NASDAQ	-40k	-50.0	-393.2k	4-13	-	-
TRVI.NASDAQ	-217.8k	-17.0	-712.6k	1-5	-	-

Report date: 2022-06-30

Trade					Current
Symbol	Shares	%	Total	$ Range	Price	%
ESPR.NASDAQ	-1.3m	-53.4	-7.5m	5-7	$2.20	-52.1%

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