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CM Management, LLC

Portfolio

Holdings
SymbolName CountrySectorIndustryMost recent quarter% of Total Shares% of Total AssetsSharesBook ValueMarket Price ValueFundamental Score 
ADVM.NASDAQAdverum Biotechnologies IncUSAHealthcareBiotechnology2024-03-310.3730.319375k$3.2m$2.9m
  
  
ALCO.NASDAQAlico IncUSAConsumer DefensiveFarm Products2024-03-312.825.288215k$7.7m$5.8m
  
  
AMSC.NASDAQAmerican Superconductor CorporationUSAIndustrialsSpecialty Industrial Machinery2024-03-310.6922.837250k$977k$6.5m
  
  
ANGN.NASDAQANGN.NASDAQ----2.6570.551800k--
  
  
APLT.NASDAQApplied Therapeutics IncUSAHealthcareBiotechnology2024-03-310.4750.375300k$161.1k$1.5m
  
  
ARKO.NASDAQArko CorpUSAConsumer CyclicalSpecialty Retail2024-03-310.6221.699720k$2.2m$4.5m
  
  
ARKR.NASDAQArk Restaurants CorpUSAConsumer CyclicalRestaurants2024-03-315.1222.132184.6k$2.5m$2.5m
  
  
ASRT.NASDAQAssertio Therapeutics IncUSAHealthcareDrug Manufacturers - Specialty & Generic2024-03-310.3630.278345k$487.8k$524.4k
  
  
BCDA.NASDAQBiocardia IncUSAHealthcareBiotechnology2024-03-312.5640.239700k-$63.7k$1.9m
  
  
BCEL.NASDAQBCEL.NASDAQ----0.8830.097350k--
  
  
BGC.NASDAQBGC Group Inc. USAFinancial ServicesCapital Markets2024-03-310.133.642650k$1.2m$6.1m
  
  
BHG.NYSEBHG.NYSE----0.2250.1118k--
  
  
CGTX.NASDAQCognition Therapeutics IncUSAHealthcareBiotechnology2024-03-310.4370.268175k$126k$322k
  
  
CHRS.NASDAQCoherus BioSciences IncUSAHealthcareBiotechnology2024-03-310.8722.0071m-$652k$1.5m
  
  
CLPT.NASDAQClearpoint Neuro IncUSAHealthcareMedical Devices2024-03-311.3682.142375k$472.8k$2.8m
  
  
CMPX.NASDAQCompass Therapeutics Inc.USAHealthcareBiotechnology2024-03-310.2250.516310k$354k$296k
  
  
CRIS.NASDAQCuris IncUSAHealthcareBiotechnology2024-03-312.0361.096120k$192.6k$752.4k
  
  
CTSO.NASDAQCytosorbents CrpUSAHealthcareMedical Devices2024-03-311.5190.658825k$287.9k$833.2k
  
  
DRRX.NASDAQDurect CorporationUSAHealthcareDrug Manufacturers - Specialty & Generic2024-03-311.761.387525k$140.1k$874.1k
  
  
EDSA.NASDAQEdesa Biotech IncUSAHealthcareBiotechnology2024-03-311.9280.21862k$83.3k$297.6k
  
  
ELDN.NASDAQEledon Pharmaceuticals IncUSAHealthcareBiotechnology2024-03-310.4160.277160k$310.8k$510.4k
  
  
FEMY.NASDAQFemasys IncUSAHealthcareMedical Instruments & Supplies2024-03-311.80.521400k$280.8k$464k
  
  
GANX.NASDAQGain Therapeutics IncUSAHealthcareBiotechnology2024-03-310.4990.28590k$30.8k$97.2k
  
  
KRON.NASDAQKronos Bio IncUSAHealthcareBiotechnology2024-03-310.4160.273250k$569.7k$342.5k
  
  
LTRN.NASDAQLantern Pharma IncUSAHealthcareBiotechnology2024-03-310.6040.4865k$216k$287.3k
  
  
MCLD.NASDAQMCLD.NASDAQ----0.6140.249142.7k--
  
  
NBSE.NASDAQNeuBase Therapeutics IncUSAHealthcareBiotechnology2023-09-300.1930.0116k$37k$2.2k
  
  
PIRS.NASDAQPieris Pharmaceuticals IncUSAHealthcareBiotechnology2024-03-310.7580.11750k$12.4m$11.2m
  
  
PLPC.NASDAQPreformed Line Products CompanyUSAIndustrialsElectrical Equipment & Parts2024-03-310.5292.8126k$2.1m$3.2m
  
  
PRTK.NASDAQPRTK.NASDAQ----0.4360.539250k--
  
  
RIGL.NASDAQRigel Pharmaceuticals IncUSAHealthcareBiotechnology2024-03-311.142.4862m-$362k$21m
  
  
RNAC.NASDAQCartesian Therapeutics Inc.USAHealthcareBiotechnology2024-03-310.1310.388700k-$3.8m$11.4m
  
  
RNWK.NASDAQRNWK.NASDAQ----5.4372.012.5m--
  
  
SELB.NASDAQSELB.NASDAQ----0.4320.787700k--
  
  
SFE.NASDAQSFE.NASDAQ----4.0520.713671.6k--
  
  
SFE.NYSESFE.NYSE----4.1191.372671.6k--
  
  
SMSI.NASDAQSmith Micro Software IncUSATechnologySoftware - Application2024-03-310.7030.398600k$2.5m$1.4m
  
  
SPPI.NASDAQSPPI.NASDAQ----0.390.749800k--
  
  
TAST.NASDAQTAST.NASDAQ----0.6422.448350k--
  
  
USAP.NASDAQUniversal Stainless & AlloyUSABasic MaterialsSteel2024-03-310.8251.02575k$1.7m$2.2m
  
  
XOMA.NASDAQXOMA CorpUSAHealthcareBiotechnology2024-03-310.4731.11155k$389.1k$1.5m
  
  

Trades

Buys
Report date: 2024-03-31
TradeCurrent
SymbolShares%Total$ RangePrice%
CGTX.NASDAQ175k-361.3k2-3$1.845.1%
Report date: 2023-12-31
TradeCurrent
SymbolShares%Total$ RangePrice%
EDSA.NASDAQ62k-210.2k0-8$4.801,130.8%
XOMA.NASDAQ55k-905.5k13-20$28.23109.4%
Report date: 2023-09-30
TradeCurrent
SymbolShares%Total$ RangePrice%
BGC.NASDAQ650k-3.2m4-5$9.51123.8%
Report date: 2023-06-30
TradeCurrent
SymbolShares%Total$ RangePrice%
APLT.NASDAQ300k-393.1k1-2$5.24592.2%
PIRS.NASDAQ550k-421k0-1$15.059,213.1%
Report date: 2022-09-30
TradeCurrent
SymbolShares%Total$ RangePrice%
EDSA.NASDAQ250k-438.9k1-2$4.80433.3%
Sells
Report date: 2023-09-30
TradeCurrent
SymbolShares%Total$ RangePrice%
NBSE.NASDAQ-6k-100.0-7.4k1-3$0.38-37.5%
Report date: 2022-12-31
TradeCurrent
SymbolShares%TotalPrice RangePrice%
MCLD.NASDAQ-142.7k-100.0-150.7k1-2--
Adds
Report date: 2024-03-31
TradeCurrent
SymbolShares%Total$ RangePrice%
AMSC.NASDAQ55k28.2682.1k9-15$26.37181.4%
ARKO.NASDAQ110k18.0802.6k5-8$6.3018.6%
CHRS.NASDAQ176k21.4433.1k2-4$1.51-21.6%
CLPT.NASDAQ175k87.51.2m6-8$7.6229.4%
CMPX.NASDAQ185k148.0319.7k1-2$0.96-17.0%
CRIS.NASDAQ95k380.01m8-15$6.27-23.9%
CTSO.NASDAQ410k98.8399k1-1$1.0120.2%
ELDN.NASDAQ20k14.335.6k2-2$3.19109.9%
PLPC.NASDAQ8.5k48.61m117-141$125.487.7%
RIGL.NASDAQ300k17.6404.2k1-2$10.53874.1%
Report date: 2023-12-31
TradeCurrent
SymbolShares%Total$ RangePrice%
ARKO.NASDAQ20k3.4153.1k7-8$6.30-9.9%
ASRT.NASDAQ177.3k105.8292.2k1-3$1.5274.7%
BCDA.NASDAQ100k16.754k0-2$2.84688.9%
FEMY.NASDAQ325k260.0399.2k1-5$1.1656.8%
LTRN.NASDAQ5k6.717.6k2-5$4.4285.7%
PIRS.NASDAQ100.6k15.523k0-0$15.0510,958.0%
RIGL.NASDAQ200k13.3204.4k1-2$10.531,378.9%
SMSI.NASDAQ300k100.0278.4k1-1$2.44274.2%
Report date: 2023-09-30
TradeCurrent
SymbolShares%Total$ RangePrice%
BCDA.NASDAQ257k74.9294.3k0-3$2.84688.7%
CLPT.NASDAQ20k11.1119.4k5-7$7.6257.8%
DRRX.NASDAQ55k11.7188.7k2-5$1.67-30.9%
PIRS.NASDAQ99.4k18.126.5k0-1$15.059,133.1%
SMSI.NASDAQ75k33.398k1-2$2.44130.2%
Report date: 2023-06-30
TradeCurrent
SymbolShares%Total$ RangePrice%
ARKO.NASDAQ400k210.53.1m7-9$6.30-6.0%
BCDA.NASDAQ14k4.328.7k2-3$2.8486.8%
BCEL.NASDAQ75k27.377.4k1-1--
BHG.NYSE19.4k311.499.3k0-16--
CLPT.NASDAQ5k2.942.5k6-11$7.6218.5%
DRRX.NASDAQ70k17.5353.5k4-7$1.67-57.8%
EDSA.NASDAQ50k15.447.4k1-1$4.80523.4%
ELDN.NASDAQ3.000.06.291-3$3.19149.2%
LTRN.NASDAQ15k25.077.3k4-6$4.42-1.3%
SELB.NASDAQ100k16.7119.8k1-1--
SMSI.NASDAQ65k40.677k1-1$2.44132.4%
SPPI.NASDAQ125k18.50.000-0--
Report date: 2023-03-31
TradeCurrent
SymbolShares%Total$ RangePrice%
ADVM.NASDAQ275k275.0194.4k1-1$7.871,268.7%
ALCO.NASDAQ25k13.2640.7k23-28$27.0015.3%
AMSC.NASDAQ20k6.1100.4k4-7$26.37647.0%
ANGN.NASDAQ67.8k9.30.000-0--
CLPT.NASDAQ23.1k15.3203.1k7-11$7.624.4%
CRIS.NASDAQ300k120.0197.6k1-1$6.271,154.0%
DRRX.NASDAQ25k6.7135.7k3-10$1.67-47.4%
EDSA.NASDAQ12.2k3.918.2k1-3$4.80458.1%
PRTK.NASDAQ105k30.4207.4k1-3--
Report date: 2022-12-31
TradeCurrent
SymbolShares%Total$ RangePrice%
ALCO.NASDAQ15k8.6433.6k23-33$27.0017.4%
AMSC.NASDAQ30k10.0117.4k3-5$26.37723.6%
ANGN.NASDAQ132.1k22.0120k1-1--
ARKR.NASDAQ4.6k2.687.8k16-21$13.78-11.1%
BCEL.NASDAQ25.7k10.332.7k1-2--
CLPT.NASDAQ31.8k26.5301.5k8-12$7.621.5%
EDSA.NASDAQ62.7k25.166.7k1-3$4.80531.6%
LTRN.NASDAQ10k20.050k4-6$4.425.5%
TAST.NASDAQ75k13.6116.9k1-2--
Report date: 2022-09-30
TradeCurrent
SymbolShares%Total$ RangePrice%
AMSC.NASDAQ80k36.4414k4-6$26.37507.6%
ANGN.NASDAQ75k14.378.4k1-1--
ARKR.NASDAQ43k31.4848k17-22$13.78-19.8%
BCEL.NASDAQ24.2k10.849.8k2-3--
CTSO.NASDAQ75k12.5146.7k1-2$1.01-14.4%
ELDN.NASDAQ20k8.963.4k2-4$3.1935.7%
LTRN.NASDAQ4.9k10.926.3k5-7$4.42-3.1%
NBSE.NASDAQ80k21.666.4k0-1$0.38-0.5%
PRTK.NASDAQ50k14.3123.9k2-3--
SMSI.NASDAQ40k22.9101.4k2-3$2.4415.6%
SPPI.NASDAQ200k33.3194.8k0-2--
USAP.NASDAQ15k15.0117.5k7-9$29.67355.1%
Report date: 2022-06-30
TradeCurrent
SymbolShares%Total$ RangePrice%
AMSC.NASDAQ100k83.3585.1k4-8$26.37523.4%
ANGN.NASDAQ75k16.7120.9k1-2--
ARKO.NASDAQ5k2.343.6k7-10$6.30-15.9%
ARKR.NASDAQ7k5.4121.6k16-19$13.78-13.0%
BCEL.NASDAQ75k50.0159.2k2-4--
CLPT.NASDAQ15k13.6153.3k7-14$7.628.9%
CTSO.NASDAQ250k71.4580.1k2-3$1.01-40.2%
DRRX.NASDAQ214.2k6.1103.4k0-1$1.67362.5%
FEMY.NASDAQ75k33.3128.1k1-3$1.16-7.9%
LTRN.NASDAQ11.3k33.668k5-8$4.42-7.1%
NBSE.NASDAQ45k13.853.8k1-2$0.38-50.9%
PLPC.NASDAQ10k55.6618k58-66$125.48117.4%
RNWK.NASDAQ575k28.5333.4k0-1--
SFE.NASDAQ71.6k11.9301.8k3-5--
SFE.NYSE71.6k11.9301.8k3-5--
SMSI.NASDAQ15k9.443.9k2-4$2.446.1%
TAST.NASDAQ100k20.0187.9k1-3--
USAP.NASDAQ10k11.180.7k7-10$29.67331.9%
Reduces
Report date: 2024-03-31
TradeCurrent
SymbolShares%Total$ RangePrice%
FEMY.NASDAQ-50k-11.1-65.6k1-2$1.1658.0%
LTRN.NASDAQ-15k-18.8-80.1k4-12$4.4224.5%
Report date: 2023-12-31
TradeCurrent
SymbolShares%Total$ RangePrice%
AMSC.NASDAQ-5k-2.5-42.2k6-12$26.37356.6%
BHG.NYSE-7.7k-30.0-0.000-0--
CRIS.NASDAQ-2.5k-9.1-19.9k4-15$6.2765.0%
CTSO.NASDAQ-35k-7.8-51.9k1-2$1.0110.9%
ELDN.NASDAQ-94.8k-40.4-131.7k1-2$3.19198.1%
Report date: 2023-09-30
TradeCurrent
SymbolShares%Total$ RangePrice%
AMSC.NASDAQ-150k-42.9-1.2m6-17$26.37358.6%
FEMY.NASDAQ-116.3k-48.2-60.7k0-4$1.16367.7%
TAST.NASDAQ-100k-22.2-613.5k5-8--
Report date: 2023-06-30
TradeCurrent
SymbolShares%TotalPrice RangePrice%
PRTK.NASDAQ-200k-44.4-416.3k1-3--
TAST.NASDAQ-175k-28.0-780k2-6--
USAP.NASDAQ-40k-34.8-422.6k8-15$29.67252.8%
Report date: 2023-03-31
TradeCurrent
SymbolShares%Total$ RangePrice%
CTSO.NASDAQ-25k-5.3-75k2-5$1.01-34.0%
GANX.NASDAQ-20k-18.2-81.7k3-5$1.08-65.7%
NBSE.NASDAQ-230k-65.7-53k0-0$0.38131.9%
SMSI.NASDAQ-25k-13.5-56k1-3$2.44156.1%
Report date: 2022-12-31
TradeCurrent
SymbolShares%Total$ RangePrice%
CTSO.NASDAQ-200k-29.6-296.7k1-2$1.01-1.9%
ELDN.NASDAQ-10.2k-4.2-25.2k2-3$3.1957.1%
FEMY.NASDAQ-58.6k-19.5-68.3k1-2$1.16103.5%
GANX.NASDAQ-15k-12.0-46.9k3-3$1.08-61.4%
NBSE.NASDAQ-100k-22.2-25.6k0-0$0.38119.8%
PRTK.NASDAQ-55k-13.8-137.1k2-4--
SMSI.NASDAQ-30k-14.0-65.4k2-2$2.4429.1%
SPPI.NASDAQ-125k-15.6-52.7k0-1--
Report date: 2022-09-30
TradeCurrent
SymbolShares%Total$ RangePrice%
ARKO.NASDAQ-35k-15.6-331.3k8-10$6.30-21.1%
CLPT.NASDAQ-5k-4.0-65.8k10-17$7.62-21.8%
MCLD.NASDAQ-52.4k-26.9-129k2-3--
TAST.NASDAQ-50k-8.3-105.5k1-3--
Report date: 2022-06-30
TradeCurrent
SymbolShares%Total$ RangePrice%
ALCO.NASDAQ-5k-2.8-198.8k35-44$27.00-21.9%

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