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CALDWELL SUTTER CAPITAL INC

Portfolio

Holdings
SymbolName CountrySectorIndustryMost recent quarter% of Total Shares% of Total AssetsSharesBook ValueMarket Price ValueFundamental Score 
AEY.NASDAQAEY.NASDAQ----0.3480.0075.2k--
  
  
ARL.NYSEAmerican Realty Investors IncUSAReal EstateReal Estate Services2024-09-300.4880.64578.8k$3.9m$1.2m
  
  
AXR.NYSEAMREP CorporationUSAReal EstateReal Estate - Development2024-07-310.9940.72752.5k$1.1m$1.6m
  
  
BCLI.NASDAQBrainstorm Cell Therapeutics IncUSAHealthcareBiotechnology2024-09-300.1840157k-$166.7k$350.1k
  
  
BCML.NASDAQBayCom CorpUSAFinancial ServicesBanks - Regional2024-09-300.7560.92984k$2.4m$2.2m
  
  
CMCT.NASDAQCreative Media & Community Trust CorporationUSAReal EstateREIT - Office2024-09-300.4680.093405.8k$1.6m$56.8k
  
  
CVV.NASDAQCVD Equipment CorporationUSAIndustrialsSpecialty Industrial Machinery2024-09-300.0020100.00$362.90$405.00
  
  
CWBC.NASDAQCommunity West BancsharesUSAFinancial ServicesBanks - Regional2024-09-300.8830.58478.3k$1.5m$1.5m
  
  
DARE.NASDAQDare Bioscience IncUSAHealthcareBiotechnology2024-09-300017.00$5.22$54.40
  
  
DGICA.NASDAQDonegal Group A IncUSAFinancial ServicesInsurance - Property & Casualty2024-09-300.6971.623236.2k$3.6m$3.6m
  
  
DGICB.NASDAQDonegal Group B IncUSAFinancial ServicesInsurance - Property & Casualty2024-09-300.0170.0355.7k$88.3k$88.4k
  
  
ELSE.NASDAQElectro-Sensors IncUSATechnologyScientific & Technical Instruments2024-09-306.9770.435239.1k$983.7k$1.2m
  
  
HNNA.NASDAQHennessy AdUSAFinancial ServicesAsset Management2024-06-300.0070.002505.00$5.8k$6k
  
  
INTG.NASDAQThe Intergroup CorporationUSAConsumer CyclicalLodging2024-09-301.9590.30642.4k-$2.1m$606.8k
  
  
JCTCF.NASDAQJCTCF.NASDAQ----0.120.014.2k--
  
  
LPCN.NASDAQLipocine IncUSAHealthcareBiotechnology2024-09-300.0090.001471.00$1.6k$2.3k
  
  
MNTX.NASDAQManitex International IncUSAIndustrialsFarm & Heavy Construction Machinery2024-09-300.8370.448170.7k$721.9k$988.4k
  
  
NAII.NASDAQNatural Alternatives InternationalUSAConsumer DefensivePackaged Foods2024-09-306.6861.107414.4k$5.3m$1.7m
  
  
NICK.NASDAQNICK.NASDAQ----2.1940.52159.9k--
  
  
PBHC.NASDAQPathfinder Bancorp IncUSAFinancial ServicesBanks - Regional2024-09-300.2420.10914.7k$379k$256.6k
  
  
PKBK.NASDAQParke Bancorp IncUSAFinancial ServicesBanks - Regional2024-09-300.8030.92995.4k$2.3m$2m
  
  
PMD.NASDAQPsychemedics CorporationUSAHealthcareDiagnostics & Research2024-09-300.0040250.00$231.00$667.50
  
  
PMD.PINKPsychemedics CorporationUSAHealthcareDiagnostics & Research2024-09-300.0040250.00$231.00$667.50
  
  
PNBK.NASDAQPatriot National Bancorp IncUSAFinancial ServicesBanks - Regional2024-09-303.7830.133150.4k$619.8k$297k
  
  
PPIH.NASDAQPerma-Pipe International Holdings IncUSAIndustrialsBuilding Products & Equipment2024-07-312.8581.379227.9k$2.1m$3.7m
  
  
SMID.NASDAQSmith-Midland CorpUSABasic MaterialsBuilding Materials2024-09-300.1910.10610k$76.3k$440.7k
  
  
SPLP.NYSESteel Partners Holdings LPUSAIndustrialsConglomerates2024-09-300.0430.1588.2k$372.9k$348.1k
  
  
SRT.NYSESRT.NYSE----0.0030.0021.2k--
  
  
SSBI.NASDAQSummit State BankUSAFinancial ServicesBanks - Regional2024-09-303.3720.9228.4k$3.3m$1.7m
  
  
SSBK.NASDAQSouthern States Bancshares IncUSAFinancial ServicesBanks - Regional2024-09-300.2750.30624.4k$672.4k$835.9k
  
  
TCI.NYSETranscontinental Realty InvestorsUSAReal EstateReal Estate Services2024-09-300.0490.0564.2k$414.4k$121.4k
  
  
TLF.NASDAQTandy Leather Factory IncUSAConsumer CyclicalSpecialty Retail2024-09-30002.00$13.53$9.46
  
  
TTNP.NASDAQTitan Pharmaceuticals IncUSAHealthcareBiotechnology2024-06-30001.00$4.37$3.47
  
  
UNAM.NASDAQUNAM.NASDAQ----0.4090.00121.7k--
  
  
WLYB.NYSEJohn Wiley & Sons BUSACommunication ServicesPublishing2024-10-310.0230.27312.1k$167k$541.1k
  
  
ZTEK.NASDAQZEN Graphene Solutions LtdUSAHealthcareMedical Instruments & Supplies2024-09-3000200.00$24.80$174.00
  
  

Trades

Buys
Report date: 2024-03-31
TradeCurrent
SymbolShares%Total$ RangePrice%
TTNP.NASDAQ1.00-6.360-9$3.47816.2%
Report date: 2023-09-30
TradeCurrent
SymbolShares%Total$ RangePrice%
DGICB.NASDAQ2.7k-37.8k13-16$15.2921.8%
TLF.NASDAQ2.00-8.534-4$4.7314.5%
Report date: 2023-06-30
TradeCurrent
SymbolShares%Total$ RangePrice%
PMD.NASDAQ577.00-2.9k5-6$2.67-40.8%
ZTEK.NASDAQ200.00-314.491-2$0.87-35.1%
Report date: 2023-03-31
TradeCurrent
SymbolShares%Total$ RangePrice%
BCLI.NASDAQ157k-303.6k1-3$2.2365.5%
LPCN.NASDAQ8k-3.6k0-1$4.901,710.7%
Report date: 2022-12-31
TradeCurrent
SymbolShares%TotalPrice RangePrice%
AEY.NASDAQ67.9k-120.6k1-2--
ARL.NYSE86.2k-1.7m15-28$15.310.3%
AXR.NYSE54.6k-628k11-13$31.41197.7%
BCML.NASDAQ83.2k-1.5m18-20$26.6852.3%
CMCT.NASDAQ390.4k-2.3m5-7$0.14-97.1%
CWBC.NASDAQ78.4k-1.1m14-15$19.5441.5%
DGICA.NASDAQ208.7k-3m13-16$15.5419.1%
ELSE.NASDAQ211.1k-1m4-5$5.1920.6%
HNNA.NASDAQ505.00-4.4k8-9$12.0048.0%
INTG.NASDAQ57.6k-2.8m44-56$14.29-67.5%
JCTCF.NASDAQ4.2k-22k5-6--
MNTX.NASDAQ170.7k-790.6k3-6$5.7966.4%
NAII.NASDAQ446.1k-3.7m7-10$4.31-38.8%
NICK.NASDAQ154.1k-975k5-8--
PBHC.NASDAQ15.3k-296.6k18-21$17.37-2.1%
PKBK.NASDAQ101k-2.1m20-22$20.974.5%
PNBK.NASDAQ90.1k-935.2k10-12$1.98-79.7%
PPIH.NASDAQ234k-2.2m8-10$16.3998.4%
SMID.NASDAQ18.4k-402k18-29$43.91144.4%
SPLP.NYSE8.8k-369k38-44$42.1711.0%
SSBI.NASDAQ169.2k-2.6m15-18$7.53-48.1%
SSBK.NASDAQ22.9k-651.1k26-31$34.1331.7%
TCI.NYSE4.7k-196.3k39-47$28.91-26.1%
UNAM.NASDAQ25.5k-32.6k1-2--
WLYB.NYSE350.00-14.6k38-48$44.6017.7%
Sells
Report date: 2024-06-30
TradeCurrent
SymbolShares%Total$ RangePrice%
CWBC.NASDAQ-78.3k-100.0-1.3m16-24$19.5426.1%
NICK.NASDAQ-159.9k-100.0-1m6-8--
Report date: 2023-09-30
TradeCurrent
SymbolShares%TotalPrice RangePrice%
FRBK.NASDAQ-1.4k-100.0-847.280-1--
UNAM.NASDAQ-21.7k-100.0-0.000-0--
UNAM.PINK-21.7k-100.0-481.090-0--
Adds
Report date: 2024-09-30
TradeCurrent
SymbolShares%Total$ RangePrice%
BCML.NASDAQ2.8k3.462.8k19-25$26.6838.5%
DGICA.NASDAQ3k1.344.3k12-15$15.5425.0%
DGICB.NASDAQ1k21.012.3k11-15$15.2942.2%
NAII.NASDAQ2.3k0.613.4k5-7$4.31-15.5%
PPIH.NASDAQ100.000.0994.788-13$16.39112.3%
SSBI.NASDAQ26.2k13.0236.8k8-11$7.53-3.2%
Report date: 2024-06-30
TradeCurrent
SymbolShares%Total$ RangePrice%
DGICA.NASDAQ5.4k2.472.5k12-14$15.5426.7%
ELSE.NASDAQ15.5k7.063.5k4-4$5.1932.1%
PMD.NASDAQ220.00733.3559.182-3$2.6719.7%
Report date: 2024-03-31
TradeCurrent
SymbolShares%Total$ RangePrice%
DGICA.NASDAQ8k3.7114.1k13-15$15.5418.6%
SSBI.NASDAQ1.5k0.817.5k10-12$7.53-21.2%
Report date: 2023-12-31
TradeCurrent
SymbolShares%Total$ RangePrice%
CMCT.NASDAQ4.4k1.117.4k3-4$0.14-95.7%
DGICB.NASDAQ2k75.928.2k13-15$15.2922.3%
NAII.NASDAQ3.1k0.719.5k6-7$4.31-25.4%
PNBK.NASDAQ2.1k1.411.6k4-7$1.98-44.2%
SSBI.NASDAQ9.7k5.0132.5k12-16$7.53-36.1%
Report date: 2023-09-30
TradeCurrent
SymbolShares%Total$ RangePrice%
DGICA.NASDAQ9.5k4.5139.1k14-15$15.5410.8%
ELSE.NASDAQ1.8k0.87.6k4-4$5.1936.9%
NICK.NASDAQ9.3k5.845.8k5-5--
Report date: 2023-06-30
TradeCurrent
SymbolShares%Total$ RangePrice%
CMCT.NASDAQ17.4k4.382.7k4-6$0.14-96.4%
NICK.NASDAQ1.2k0.86k4-6--
PNBK.NASDAQ40.8k37.0331.4k7-10$1.98-69.7%
SSBI.NASDAQ3.1k1.646.5k12-17$7.53-39.1%
WLYB.NYSE16.7k4,786.9610k30-40$44.6050.6%
Report date: 2023-03-31
TradeCurrent
SymbolShares%TotalPrice RangePrice%
AEY.NASDAQ3k4.54.3k1-2--
AXR.NYSE190.000.32.4k11-15$31.41177.7%
BCML.NASDAQ86.000.11.6k17-21$26.6860.1%
CMCT.NASDAQ18.8k4.894.1k4-6$0.14-96.4%
CWBC.NASDAQ365.000.55.2k12-15$19.5463.9%
DGICA.NASDAQ6k2.990.2k14-16$15.5410.7%
ELSE.NASDAQ18.4k8.783.1k4-5$5.1926.0%
INTG.NASDAQ761.001.333.4k40-48$14.29-64.2%
MNTX.NASDAQ3k1.814.7k4-6$5.7954.4%
NAII.NASDAQ21.1k4.7190.5k8-10$4.31-45.8%
NICK.NASDAQ5.3k3.433.4k5-9--
PKBK.NASDAQ421.000.48.3k17-21$20.9722.3%
PNBK.NASDAQ20.1k22.3213.6k9-12$1.98-77.5%
PPIH.NASDAQ5k2.151.9k9-11$16.3979.3%
SPLP.NYSE100.001.14.3k38-46$42.1711.0%
SSBI.NASDAQ25.9k15.3400.5k13-17$7.53-43.5%
SSBK.NASDAQ1.5k6.541.1k20-31$34.1367.2%
TCI.NYSE300.006.413.3k40-47$28.91-27.9%
UNAM.NASDAQ165.000.6201.111-2--
Reduces
Report date: 2024-09-30
TradeCurrent
SymbolShares%Total$ RangePrice%
ARL.NYSE-1.9k-2.4-32.5k13-23$15.3115.9%
AXR.NYSE-1.3k-2.4-30k17-31$31.4180.4%
CMCT.NASDAQ-12.5k-3.0-25.8k0-3$0.14-66.7%
INTG.NASDAQ-1.2k-2.9-24.1k14-23$14.292.7%
PBHC.NASDAQ-600.00-3.9-9.2k12-19$17.3741.2%
PNBK.NASDAQ-500.00-0.3-894.081-2$1.9842.1%
TCI.NYSE-300.00-6.7-8.7k27-32$28.917.4%
Report date: 2024-06-30
TradeCurrent
SymbolShares%Total$ RangePrice%
BCML.NASDAQ-514.00-0.6-10.2k19-21$26.6843.9%
CMCT.NASDAQ-4.1k-1.0-13k3-4$0.14-94.4%
INTG.NASDAQ-351.00-0.8-7.5k19-25$14.29-25.3%
NAII.NASDAQ-32.1k-7.2-208.9k6-7$4.31-28.2%
PKBK.NASDAQ-3.8k-3.9-63.3k15-18$20.9737.6%
PPIH.NASDAQ-1.4k-0.6-12k7-10$16.39140.0%
SPLP.NYSE-356.00-4.1-13.4k35-40$42.1722.1%
SSBI.NASDAQ-7.1k-3.4-68.3k9-11$7.53-13.9%
WLYB.NYSE-4.9k-29.1-190k36-43$44.6025.0%
Report date: 2024-03-31
TradeCurrent
SymbolShares%Total$ RangePrice%
ARL.NYSE-2.1k-2.6-43.8k17-26$15.31-9.6%
BCML.NASDAQ-500.00-0.6-10.3k19-24$26.6843.5%
CMCT.NASDAQ-9.9k-2.4-36.2k3-4$0.14-95.6%
CWBC.NASDAQ-500.00-0.6-7.6k14-17$19.5442.6%
INTG.NASDAQ-609.00-1.4-13.7k18-27$14.29-20.7%
MNTX.NASDAQ-1,000.00-0.6-7.2k6-9$5.79-5.9%
NAII.NASDAQ-5.3k-1.2-32.6k6-7$4.31-23.7%
NICK.NASDAQ-1,000.00-0.6-6.9k7-7--
PKBK.NASDAQ-1.1k-1.2-20.6k16-21$20.9734.0%
PNBK.NASDAQ-2.2k-1.4-8.7k4-5$1.98-45.4%
PPIH.NASDAQ-7.7k-3.3-62.7k8-9$16.39118.0%
Report date: 2023-12-31
TradeCurrent
SymbolShares%TotalPrice RangePrice%
AEY.NASDAQ-901.00-14.8-0.000-0--
AXR.NYSE-1,000.00-1.8-17.8k15-23$31.41104.2%
INTG.NASDAQ-10.8k-19.6-265.3k16-31$14.29-12.2%
NICK.NASDAQ-9.1k-5.4-52.4k4-7--
PPIH.NASDAQ-500.00-0.2-3.5k6-8$16.39165.6%
SPLP.NYSE-100.00-1.1-4k38-44$42.1712.5%
TCI.NYSE-500.00-10.0-15.4k27-36$28.916.2%
Report date: 2023-09-30
TradeCurrent
SymbolShares%TotalPrice RangePrice%
AEY.NASDAQ-10k-14.1-4.9k0-1--
ARL.NYSE-1,000.00-1.2-18.8k14-23$15.316.5%
BCML.NASDAQ-1k-1.2-19.4k16-21$26.6863.9%
CMCT.NASDAQ-7k-1.6-30.9k4-5$0.14-96.4%
INTG.NASDAQ-821.00-1.5-28.4k30-39$14.29-52.4%
MNTX.NASDAQ-2k-1.2-9.7k4-6$5.7931.0%
NAII.NASDAQ-12.9k-2.8-87k5-8$4.31-14.8%
PKBK.NASDAQ-1k-1.0-18k16-20$20.9730.7%
PPIH.NASDAQ-500.00-0.2-4.3k8-10$16.39110.9%
SMID.NASDAQ-8.3k-45.5-179.6k17-25$43.91160.9%
SPLP.NYSE-200.00-2.2-2.8k0-48$42.171,240,194.1%
SSBI.NASDAQ-364.00-0.2-5.8k14-19$7.53-45.9%
Report date: 2023-06-30
TradeCurrent
SymbolShares%Total$ RangePrice%
ARL.NYSE-883.00-1.0-17.1k17-27$15.31-7.2%
DGICA.NASDAQ-4.6k-2.1-68.2k14-16$15.5411.7%
ELSE.NASDAQ-7.8k-3.4-35k4-5$5.1922.1%
INTG.NASDAQ-1.9k-3.4-75.8k30-46$14.29-52.7%
NAII.NASDAQ-7.7k-1.7-62.4k7-9$4.31-38.2%
PPIH.NASDAQ-1,000.00-0.4-10.5k9-11$16.3986.1%
UNAM.NASDAQ-3.9k-15.4-35k0-137--
Report date: 2023-03-31
TradeCurrent
SymbolShares%Total$ RangePrice%
ARL.NYSE-1.3k-1.6-35.5k19-32$15.31-19.0%

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